Michael W. Feinman
Professional summary
Michael Wayne Feinman is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Wayne Feinman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2022 - Present
PHX FINANCIAL, INC.
Office #1: 100 Wall Street Floor 10, New York, NY 10005April 15, 2019 - July 6, 2022
EMPIRE ASSET MANAGEMENT COMPANY
July 1, 2003 - April 16, 2019
WELLS FARGO CLEARING SERVICES, LLC
June 9, 2003 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 16, 2001 - September 27, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 4, 1998 - April 24, 2001
UBS FINANCIAL SERVICES INC.
July 31, 1993 - February 12, 1998
CITIGROUP GLOBAL MARKETS INC.
October 17, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
April 11, 1991 - September 19, 1991
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2022)
(8/24/2022)
(8/24/2022)
(9/14/2022)
(9/13/2022)
(9/14/2022)
(9/15/2022)
(8/24/2022)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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