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TS

Timothy L. Salzler

U.S. BROKERAGE
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 1303852
TS

Professional summary

Timothy Lawrence Salzler is a registered financial professional currently at U.S. BROKERAGE, INC. located in Columbus, Ohio.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1984. Timothy has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Lawrence Salzler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2010 - Present

U.S. BROKERAGE, INC.

Office #1: 831 Grandview Ave., Columbus, OH 43215
BD
CRD#: 39307
Columbus, OH
Past

July 26, 2007 - March 29, 2010

GUNNALLEN FINANCIAL, INC

RIA
CRD#: 17609
COLUMBUS, OH
Past

September 13, 2005 - March 29, 2010

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
COLUMBUS, OH
Past

July 20, 2004 - September 22, 2005

CENTRAL OHIO FINANCIAL CONSULTANTS, L.L.C.

RIA
CRD#: 131746
COLUMBUS, OH
Past

September 29, 2001 - September 14, 2005

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

April 2, 1998 - October 1, 2001

EISNER SECURITIES, INC.

BD
CRD#: 40585
ST. LOUIS, MO
Past

March 25, 1998 - April 1, 1998

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

November 26, 1993 - April 2, 1998

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY
Past

May 11, 1992 - November 30, 1993

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 22, 1989 - May 15, 1992

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

February 19, 1986 - January 1, 1988

FAIRMOUNT CAPITAL CORPORATION

BD
CRD#: 13860
Past

October 16, 1984 - March 12, 1986

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/25/2010)
RR
Florida
(3/25/2010)
RR
Georgia
(6/30/2015)
RR
Maryland
(3/25/2010)
RR
Ohio
(3/25/2010)
RR
Pennsylvania
(3/25/2010)
RR
Texas
(3/25/2010)
RR
Virginia
(3/25/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 10/12/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/12/1984
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

UB
U.S. BROKERAGE, INC.
U.S. BROKERAGE, INC. | U.S. DISCOUNT BROKERAGE, INC.

CRD#: 39307 / SEC#: , 8-48635

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
17 E Kossuth St, Columbus, OH 43206
Mailing Address
17 E Kossuth St, Columbus, OH 43206
Phone number
(614) 448-3200
Established
Ohio since 08/28/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RANDALL, GREGORY ALLENSECRETARY, ROSFP2196226
RANDALL, GREGORY ALLENCHIEF COMPLIANCE OFFICER2196226
KLIMER, NORBERT CHRISTOPHERINVESTOR2803328
RANDALL, RONALD DALEDIRECTOR2660423
MASTERS, KEVIN CRAWFORDFINOP/PFO/POO2730013

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

U.S. BROKERAGE, INC.

CRD#: 39307Columbus, OH 43215

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