Michael V. Summers

INVESTMENT RESEARCH

York, PA 17403

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CRD#: 1303835

Professional summary

Michael Vanzandt Summers, CFP® is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in York, Pennsylvania and WORLD CAPITAL BROKERAGE, INC. located in York, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Vanzandt Summers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

October 10, 2016 - Present

INVESTMENT RESEARCH CORP

Office #1: 105 Leader Heights Road Suite 100, York, PA 17403

RIA

CRD#: 108208

York, PA

Current

January 16, 2008 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 105 Leader Heights Road Suite 100, York, PA 17403

CRD#: 37

York, PA

Past

October 11, 1984 - January 22, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

YORK, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2019)

Colorado
(3/31/2021)

Delaware
(1/2/2019)

District of Columbia
(1/4/2021)

Florida
(2/9/2022)

Georgia
(7/21/2022)

Maine
(7/28/2015)

Maryland
(1/16/2008)

Massachusetts
(7/23/2010)

Minnesota
(3/31/2021)

New Jersey
(1/16/2008)

North Carolina
(2/9/2022)

IAR

North Carolina
(10/7/2022)

Ohio
(4/1/2011)

Pennsylvania
(1/16/2008)

IAR

Pennsylvania
(10/10/2016)

Virginia
(1/16/2008)

West Virginia
(1/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/10/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/29/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/10/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael V. Summers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Vanzandt Summers's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT RESEARCH CORP

WORLD CAPITAL BROKERAGE, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/10/1984

SIE

Date: 10/1/2018

Series 22

Date: 10/29/1985

Series 6

Date: 10/10/1984

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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