Jerry W. Smith
Professional summary
Jerry William Smith is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wilmington, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Wilmington, North Carolina.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jerry has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jerry William Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3904 Oleader Dr, Wilmington, NC 28406November 16, 2006 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 101 N 3rd St Fl 3, Wilmington, NC 28401Office #2: 1220 Dickinson Dr, Leland, NC 28451Office #3: 201 Village Road Ne, Leland, NC 28451Office #4: 3417 Oleander Dr, Wilmington, NC 28403November 16, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 28, 2005 - November 16, 2006
CIC ADVISERS, LLC
July 28, 2005 - November 16, 2006
CAPITAL INVESTMENT GROUP, INC.
June 20, 2002 - July 8, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - July 8, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 13, 2002 - June 20, 2002
WACHOVIA SECURITIES, INC.
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
May 22, 1995 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
October 3, 1994 - April 12, 1995
JMC INVESTMENT SERVICES, INC.
March 14, 1990 - April 12, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
September 8, 1987 - March 5, 1990
WACHOVIA SECURITIES, INC.
September 11, 1986 - September 24, 1987
G. R. PHELPS & CO., INC.
September 24, 1984 - September 18, 1986
EDWARD JONES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2008)
(11/12/2019)
(6/2/2015)
(3/21/2017)
(4/24/2013)
(11/16/2006)
(6/14/2023)
(12/18/2017)
(8/13/2018)
(7/2/2018)
(8/27/2019)
(9/25/2024)
(1/30/2024)
(6/10/2009)
(11/20/2006)
(9/7/2016)
(1/11/2019)
(8/21/2023)
(11/16/2006)
(11/16/2006)
(3/14/2017)
(4/4/2019)
(2/28/2013)
(1/10/2020)
(10/25/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
