David J. Merriman

TCBI SECURITIES

Dallas, TX 75201

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CRD#: 1303501

Professional summary

David Jonathan Merriman, who also goes by D Jonathan Merriman, Jon Merriman, Jonathan D Merriman, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 1984. David has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

D Jonathan Merriman | Jon Merriman | Jonathan D Merriman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jonathan Merriman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2024 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201

CRD#: 313304

Dallas, TX

Past

February 18, 2022 - August 17, 2022

FOCALPOINT SECURITIES, LLC

CRD#: 133168

LOS ANGELES, CA

Past

July 14, 2017 - December 4, 2024

B. RILEY SECURITIES, INC.

CRD#: 25027

Los Angeles, CA

Past

August 17, 2016 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

SAN FRANCISCO, CA

Past

December 13, 2001 - August 12, 2016

MERRIMAN CAPITAL, INC.

CRD#: 18296

San Francisco, CA

Past

June 18, 1998 - October 16, 2000

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

August 28, 1997 - June 5, 1998

THE SEIDLER COMPANIES INCORPORATED

CRD#: 3911

LOS ANGELES, CA

Past

May 20, 1992 - June 18, 1997

DABNEY/RESNICK/IMPERIAL, LLC

CRD#: 24367

BEVERLY HILLS, CA

Past

January 16, 1990 - January 7, 1992

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

CRD#: 14152

IRVINE, CA

Past

February 1, 1989 - January 13, 1990

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

October 23, 1986 - September 25, 1987

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

September 20, 1984 - September 19, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/6/2025)

Arizona
(1/24/2025)

Arkansas
(1/2/2025)

California
(12/24/2024)

Colorado
(1/3/2025)

Connecticut
(1/2/2025)

Delaware
(1/7/2025)

District of Columbia
(12/24/2024)

Florida
(12/26/2024)

Georgia
(12/26/2024)

Idaho
(1/6/2025)

Indiana
(1/3/2025)

Iowa
(1/3/2025)

Kansas
(12/26/2024)

Kentucky
(1/9/2025)

Louisiana
(12/26/2024)

Maine
(1/2/2025)

Michigan
(1/2/2025)

Minnesota
(12/26/2024)

Montana
(1/2/2025)

Nebraska
(12/26/2024)

Nevada
(1/2/2025)

New Hampshire
(1/6/2025)

New Jersey
(12/26/2024)

New Mexico
(1/2/2025)

New York
(1/9/2025)

North Carolina
(1/2/2025)

North Dakota
(1/6/2025)

Ohio
(2/3/2025)

Oklahoma
(1/6/2025)

Pennsylvania
(12/26/2024)

Puerto Rico
(12/26/2024)

South Carolina
(12/26/2024)

South Dakota
(1/2/2025)

Texas
(12/26/2024)

Utah
(1/3/2025)

Vermont
(12/26/2024)

Virgin Islands
(1/2/2025)

Virginia
(12/26/2024)

Washington
(12/26/2024)

West Virginia
(1/2/2025)

Wisconsin
(1/3/2025)

Wyoming
(1/6/2025)

Exams

State Security Law Exam

Series 63

Date: 3/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/19/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Merriman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jonathan Merriman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCALPOINT SECURITIES, LLC

B. RILEY SECURITIES, INC.

B. RILEY & CO., LLC

MERRIMAN CAPITAL, INC.

WELLS FARGO SECURITIES, LLC

THE SEIDLER COMPANIES INCORPORATED

DABNEY/RESNICK/IMPERIAL, LLC

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

LADENBURG THALMANN & CO. INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/1985

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1984

Series 24

Date: 10/19/1995

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

TRUST BUT VERIFY

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