Anthony G. Russo
Professional summary
Anthony Gennaro Russo, who also goes by Tony Russo, is a registered financial advisor currently at ESSEX FINANCIAL SERVICES, INC. located in Farmington, Connecticut and THE LEADERS GROUP, INC. located in Essex, Connecticut.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Anthony has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 53, Series 24, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Gennaro Russo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2010 - Present
ESSEX FINANCIAL SERVICES, INC.
Office #1: 10 Waterside Dr, Suite 100, Farmington, CT 06032June 2, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 176 Westbrook Road, Essex, CT 06426March 2, 2010 - June 1, 2021
ESSEX FINANCIAL SERVICES, INC.
November 17, 2009 - February 25, 2010
TD WEALTH MANAGEMENT SERVICES INC.
November 17, 2009 - February 25, 2010
TD WEALTH MANAGEMENT SERVICES INC.
January 1, 2005 - November 17, 2009
BANCNORTH INVESTMENT GROUP, INC.
March 4, 2003 - November 17, 2009
CETERA INVESTMENT SERVICES LLC
March 4, 2003 - January 1, 2005
CETERA INVESTMENT SERVICES LLC
February 9, 2001 - March 6, 2003
NATIONAL PLANNING CORPORATION
February 5, 2001 - March 6, 2003
NATIONAL PLANNING CORPORATION
June 26, 2000 - February 5, 2001
WEBSTER INVESTMENT SERVICES, INC.
April 25, 1997 - June 23, 2000
MECHANICS INVESTMENT SERVICES, INC.
December 12, 1994 - July 17, 1997
APEX CLEARING CORPORATION
May 21, 1993 - December 13, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
January 30, 1987 - December 22, 1992
CAMBRIDGE-NEWPORT COMPANY, INC.
September 25, 1984 - January 6, 1987
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ESSEX FINANCIAL SERVICES, INC.
CRD#: 127549 / SEC#: 801-62242, 8-66015
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2021)
(3/2/2010)
(6/2/2021)
(6/2/2021)
(6/2/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ESSEX FINANCIAL SERVICES, INC.
CRD#: 127549 / SEC#: 801-62242, 8-66015
Contact information
SEC notice filing (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ESSEX SAVINGS BANK | SHAREHOLDER | |
| BAUER, JOHN | DIRECTOR | 7031583 |
| BOONE, MARY EMELIA | DIRECTOR | 6281326 |
| CUMELLO, CHARLES ROBERT JR | PRESIDENT & CEO, DIRECTOR | 2120572 |
| GLOWAC, BRUCE MICHAEL | DIRECTOR | |
| GRESHAM, STEPHEN DEANE | DIRECTOR | 1126592 |
| JACOBSON, GEOFFREY LEE | DIRECTOR | |
| NELSON, RONALD CLARK | CHIEF OPERATING OFFICER, TREASURER, SECRETARY | 1137618 |
| OROURKE, MICHAEL DENNIS | CHIEF COMPLIANCE OFFICER | 1551838 |
| PAUL, DOUGLAS WILLIAMS | CHAIRMAN | |
| SHOOK, GREGORY RALPH | DIRECTOR | |
| TERRIBILE, WILLIAM JOHN JR | FINANCIAL AND OPERATIONS PRINCIPAL, ROSFP | 1132498 |
Regulatory assets under management
| Total Number of Accounts | 7,143 |
| AUM (Assets Under Management) | $ 4,169,984,114 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2025 | ||
| 11/07/2024 | ||
| 10/12/2023 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
