DB
Donald R. Bridges
INTERACTIVE BROKERS LLC
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 1302708
DB
Professional summary
Donald Ray Bridges SR, who also goes by Don Bridges Sr, Donald Ray Bridges, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Chicago, Illinois.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1986. Donald has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 24, Series 4 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Don Bridges Sr | Donald Ray Bridges
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Donald Ray Bridges SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2000 - Present
INTERACTIVE BROKERS LLC
Office #1: 209 South Lasalle Street 10th Floor, Chicago, IL 60604BD
CRD#: 36418
Chicago, IL
Past
January 29, 1999 - November 29, 1999
WEB STREET SECURITIES, INC.
BD
CRD#: 37733
DEERFIELD, IL
Past
November 20, 1997 - August 19, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 8, 1996 - November 25, 1996
MADISON SECURITIES, INC.
BD
CRD#: 32176
CHICAGO, IL
Past
November 18, 1991 - July 19, 1996
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
May 26, 1989 - November 6, 1991
FLEET BROKERAGE SECURITIES, INC.
BD
CRD#: 7313
NEW YORK, NY
Past
July 2, 1987 - June 12, 1989
SHATKIN FINANCIAL SERVICES, INC.
BD
CRD#: 16883
Past
December 12, 1986 - March 9, 1987
FIRST AMERICAN CAPITAL RESOURCES, INC.
BD
CRD#: 16818
Past
May 27, 1986 - November 12, 1986
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/2/2023)
RR
Alaska(5/2/2023)
RR
Arizona(5/2/2023)
RR
Arkansas(5/2/2023)
RR
California(5/2/2023)
RR
Colorado(5/2/2023)
RR
Connecticut(5/2/2023)
RR
Delaware(5/2/2023)
RR
District of Columbia(5/2/2023)
RR
Florida(5/2/2023)
RR
Georgia(5/2/2023)
RR
Hawaii(5/2/2023)
RR
Idaho(5/2/2023)
RR
Illinois(6/7/2000)
RR
Indiana(5/2/2023)
RR
Iowa(5/2/2023)
RR
Kansas(5/2/2023)
RR
Kentucky(5/2/2023)
RR
Louisiana(5/2/2023)
RR
Maine(5/2/2023)
RR
Maryland(5/2/2023)
RR
Massachusetts(5/2/2023)
RR
Michigan(5/2/2023)
RR
Minnesota(5/2/2023)
RR
Mississippi(5/2/2023)
RR
Missouri(5/2/2023)
RR
Montana(5/2/2023)
RR
Nebraska(5/2/2023)
RR
Nevada(5/2/2023)
RR
New Hampshire(5/2/2023)
RR
New Jersey(5/2/2023)
RR
New Mexico(5/2/2023)
RR
New York(5/2/2023)
RR
North Carolina(5/2/2023)
RR
North Dakota(5/2/2023)
RR
Ohio(5/3/2023)
RR
Oklahoma(5/2/2023)
RR
Oregon(5/2/2023)
RR
Pennsylvania(5/2/2023)
RR
Puerto Rico(5/2/2023)
RR
Rhode Island(5/2/2023)
RR
South Carolina(5/2/2023)
RR
South Dakota(5/2/2023)
RR
Tennessee(5/2/2023)
RR
Texas(5/2/2023)
RR
Utah(5/2/2023)
RR
Vermont(5/2/2023)
RR
Virgin Islands(5/2/2023)
RR
Virginia(5/2/2023)
RR
Washington(5/2/2023)
RR
West Virginia(5/2/2023)
RR
Wisconsin(5/2/2023)
RR
Wyoming(5/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/28/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/11/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
IB
INTERACTIVE BROKERS LLC
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
One Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5710
Established
Connecticut since 03/09/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SANDERS, STEVEN JAY | SENIOR VICE PRESIDENT, MARKETING AND PRODUCT DEVELOPMENT | 2812548 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 26 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
