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JR

Joseph Jr H. Reynolds

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CRD#: 1302215
JR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Jr Heron Reynolds JR., who also goes by Joseph Heron Reynolds Jr, Joseph Heron Reynolds, Joseph Heron Jr Reynolds, was a registered financial professional .

Joseph Jr is a previously registered financial professional and started their career in finance in 1984. Joseph Jr had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph Heron Reynolds Jr | Joseph Heron Reynolds | Joseph Heron Jr Reynolds

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 27, 2013 - December 31, 2016

PARTNERVEST ADVISORY SERVICES LLC

RIA
CRD#: 113621
Chesterfield, MO
Past

April 25, 2011 - July 27, 2011

DIMENSION TRADING GROUP, LLC

BD
CRD#: 147929
NEW YORK, NY
Past

October 13, 2003 - May 24, 2010

CULLUM & BURKS SECURITIES, INC.

BD
CRD#: 46600
BALLWIN, MO
Past

March 19, 1996 - October 7, 2003

FIRST RESEARCH FINANCIAL

BD
CRD#: 27915
DALLAS, TX
Past

March 2, 1992 - February 21, 1996

THE LLOYD FINANCIAL GROUP

BD
CRD#: 25994
Past

November 19, 1989 - February 11, 1992

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

February 27, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

June 30, 1988 - November 30, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

September 25, 1984 - March 24, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/10/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


PA
PARTNERVEST ADVISORY SERVICES LLC
PARTNERVEST ADVISORY SERVICES LLC

CRD#: 113621 / SEC#: 801-62795

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Contact information


Main Address
360 S. Hope Avenue Suite C210, Santa Barbara, CA 93105
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARTNERVEST ADVISORY SERVICES LLC

CRD#: 113621

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