Robert R. Kirby

NOVAK & POWELL FINANCIAL SERVICES

St. Petersburg, FL 33701

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CRD#: 1302206

Professional summary

Robert Raley Kirby is a registered financial advisor currently at NOVAK & POWELL FINANCIAL SERVICES, INC. located in St. Petersburg, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AND FIXED ANNUITIES PART TIME OCCASIONAL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Raley Kirby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2016 - Present

NOVAK & POWELL FINANCIAL SERVICES, INC.

Office #1: 146 Second St N Suite 310, St. Petersburg, FL 33701

RIA

CRD#: 112970

St. Petersburg, FL

Past

July 30, 2010 - September 6, 2016

AMERICAN WEALTH MANAGEMENT, INC.

RIA

CRD#: 25536

St. Petersburg, FL

Past

July 6, 2010 - September 6, 2016

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536

St. Petersburg, FL

Past

April 13, 2009 - July 6, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CLEARWATER, FL

Past

May 14, 1999 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CLEARWATER, FL

Past

May 14, 1999 - July 6, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CLEARWATER, FL

Past

March 6, 1992 - May 18, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 8, 1989 - April 21, 1992

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Past

September 20, 1984 - October 4, 1989

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD#: 112970 / SEC#: 801-108964

RIA

Registered Investment Advisory firm - (1/24/2017 Approved)

Colorado

Registered Investment Advisory firm - (1/31/2017 Terminated)

Florida

Registered Investment Advisory firm - (1/26/2017 Terminated)

Missouri

Registered Investment Advisory firm - (1/26/2017 Terminated)

Texas

Registered Investment Advisory firm - (1/26/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/1/2016)

IAR

Texas
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/31/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 3

Date: 5/26/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/6/1992

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/19/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/25/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/16/1999

General Securities Principal Examination

Current Firm

NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD#: 112970 / SEC#: 801-108964

RIA

Registered Investment Advisory firm - (1/24/2017 Approved)

Colorado

Registered Investment Advisory firm - (1/31/2017 Terminated)

Florida

Registered Investment Advisory firm - (1/26/2017 Terminated)

Missouri

Registered Investment Advisory firm - (1/26/2017 Terminated)

Texas

Registered Investment Advisory firm - (1/26/2017 Terminated)

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Contact information

Main Address

146 Second St N Suite 310, St. Petersburg, FL 33701

Mailing Address

Phone number

(727) 451-3440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NOVAK & POWELL FINANCIAL SERVICES, INC. DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	952
AUM (Assets Under Management)	$ 333,645,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert R. Kirby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Raley Kirby's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN WEALTH MANAGEMENT, INC.

AMERICAN WEALTH MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

FIDELITY EQUITY SERVICES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

NOVAK & POWELL FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/1993

Series 63

Date: 4/13/1992

SIE

Date: 9/6/2016

Series 31

Date: 7/31/2006

Series 3

Date: 5/26/1992

Series 7

Date: 4/6/1992

Series 22

Date: 9/19/1984

Series 6

Date: 9/19/1984

Series 51

Date: 4/25/2003

Series 24

Date: 7/16/1999

Current Firm

NOVAK & POWELL FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVAK & POWELL FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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