Barry C. Knapp
Professional summary
Barry Charles Knapp is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1984. Barry has worked at 8 firms and has passed the Series 63, Series 87, Series 86, Series 7TO, Series 99TO, SIE, Series 3, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Charles Knapp's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2020 - Present
MACRO RISK ADVISORS LLC
Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580March 20, 2017 - November 6, 2018
GUGGENHEIM SECURITIES, LLC
September 22, 2008 - April 28, 2014
BARCLAYS CAPITAL INC.
October 31, 1989 - September 22, 2008
LEHMAN BROTHERS INC.
May 6, 1987 - October 5, 1989
FIDELITY BROKERAGE SERVICES LLC
March 25, 1985 - October 16, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 1984 - September 18, 1984
KANAN SECURITIES, INC.
September 12, 1984 - March 29, 1985
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2020)
(11/3/2020)
(11/5/2020)
(11/3/2020)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/10/1988
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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