Jim C. Wrigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jim Coates Wrigley, who also goes by IVan J Coates, Jim C Wrigley, was a registered financial professional .
Jim is a previously registered financial professional and started their career in finance in 1997. Jim had worked at 6 firms and has passed the Series 63, SIE, Series 50 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2015 - December 13, 2023
MUNICIPAL CAPITAL MARKETS GROUP, INC.
October 8, 2009 - July 9, 2015
WEDBUSH SECURITIES INC.
October 26, 2000 - August 31, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 1, 1999 - December 20, 2000
WELLS FARGO SECURITIES, LLC
February 20, 1998 - July 1, 1999
FIRST SECURITY CAPITAL MARKETS, INC.
November 6, 1997 - February 3, 1998
FIRST SECURITY INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUNICIPAL CAPITAL MARKETS GROUP, INC.
CRD#: 107353 / SEC#: , 8-53038
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
