Brenda A. Moyer

CHAPIN, DAVIS

Bala Cynwyd, PA 19004

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CRD#: 1301136

Professional summary

Brenda Ann Moyer, who also goes by Brenda A. Hanth, Brenda Ann Hanth, Brenda A Varner, is a registered financial advisor currently at CHAPIN, DAVIS located in Bala Cynwyd, Pennsylvania.

Brenda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brenda has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brenda A. Hanth | Brenda Ann Hanth | Brenda A Varner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Agency / Sales Agent / Sr. VP / 12/09/2022 start date / 4 hours per month / 4 hours during securities trading hours / sales and service of variable and fixed insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brenda Ann Moyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brenda Ann Moyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2022 - Present

CHAPIN, DAVIS

Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004

RIA

CRD#: 28116

Bala Cynwyd, PA

Current

December 13, 2022 - Present

CHAPIN, DAVIS

Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004

RIA

CRD#: 28116

Bala Cynwyd, PA

Past

October 1, 2015 - December 9, 2022

BOENNING & SCATTERGOOD, INC.

RIA

CRD#: 100

POTTSTOWN, PA

Past

October 1, 2015 - December 9, 2022

BOENNING & SCATTERGOOD, INC.

CRD#: 100

POTTSTOWN, PA

Past

April 29, 2011 - October 2, 2015

EQUITY SERVICES, INC.

RIA

CRD#: 265

WAYNE, PA

Past

April 29, 2011 - October 2, 2015

EQUITY SERVICES, INC.

CRD#: 265

WAYNE, PA

Past

October 26, 2010 - May 6, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WAYNE, PA

Past

June 6, 2006 - May 6, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

WAYNE, PA

Past

February 24, 2006 - May 23, 2006

INDEPENDENCE ADVISORS INC

RIA

CRD#: 104762

WAYNE, PA

Past

September 3, 2002 - December 17, 2004

CAPITAL PLANNING GROUP OF PENNSYLVANIA LLC

CRD#: 119586

WAYNE, PA

Past

September 19, 2001 - February 22, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 7, 2000 - September 12, 2001

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

NEW YORK, NY

Past

January 1, 1996 - December 31, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

November 15, 1984 - January 1, 1996

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHAPIN, DAVIS

CRD#: 28116 / SEC#: 801-70987, 8-43485

RIA

Registered Investment Advisory firm - SEC (1/13/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (6/26/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/13/2022)

Delaware
(12/13/2022)

Florida
(1/12/2023)

Maryland
(12/13/2022)

New Jersey
(12/13/2022)

IAR

New Jersey
(12/21/2022)

Pennsylvania
(12/13/2022)

IAR

Pennsylvania
(12/13/2022)

Rhode Island
(12/13/2022)

Virginia
(12/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/14/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHAPIN, DAVIS

CRD#: 28116 / SEC#: 801-70987, 8-43485

RIA

Registered Investment Advisory firm - SEC (1/13/2010 Approved)

Maryland

Registered Investment Advisory firm - SEC (6/26/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1411 Clarkview Road, Baltimore, MD 21209

Mailing Address

1411 Clarkview Road, Baltimore, MD 21209

Phone number

(410) 435-3200

Established

Maryland since 12/12/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV PART 2(B) BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
ALBERT, TALBOT JONES IV	CHAIRMAN OF THE BOARD, CEO	1620715
HAYES, ELISABETH ALBERT	DIRECTOR/SHAREHOLDER	1824604
BRUBAKER, THOMAS ALLEN	DIRECTOR	860338
CARTER, ANA ROUMENOVA	FINANCIAL PRINCIPAL	4424794
GALANTINO, MICHAEL ANTHONY	PRESIDENT/DIRECTOR	1277218
KAEHLER, ROBERT JAMES	CHIEF COMPLIANCE OFFICER	2858149
MURRAY, KEITH LAWRENCE	DIRECTOR	2726392

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 539,098,994

Disclosures

Regulatory Event	9
Civil Event	1
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brenda A. Moyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brenda Ann Moyer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brenda Ann Moyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAPIN, DAVIS

BOENNING & SCATTERGOOD, INC.

BOENNING & SCATTERGOOD, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

INDEPENDENCE ADVISORS INC

CAPITAL PLANNING GROUP OF PENNSYLVANIA LLC

MML INVESTORS SERVICES, LLC

OLD SLIP CAPITAL MANAGEMENT, INC.

LOCUST STREET SECURITIES, INC.

OLD SLIP CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CHAPIN, DAVIS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2001

Series 63

Date: 11/14/1984

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2001

Series 6

Date: 11/14/1984

Series 24

Date: 5/24/2002

FINRA

Current Firm

CHAPIN, DAVIS

Contact information

SEC notice filing (16 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CHAPIN, DAVIS

TRUST BUT VERIFY

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