Laurens N. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurens Norwood Sullivan JR, who also goes by Larry Sullivan, Laurens Norwood Sullivan Jr., was a registered financial professional .
Laurens is a previously registered financial professional and started their career in finance in 1984. Laurens had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2007 - March 4, 2016
AUGUSTAR DISTRIBUTORS, INC.
July 27, 2004 - June 20, 2007
THE O.N. EQUITY SALES COMPANY
November 3, 1987 - June 24, 2004
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
October 16, 1984 - April 16, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
October 11, 1984 - October 31, 1987
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
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