EM
Elizabeth J. Moeller
KESTRA ADVISORY SERVICES
WICHITA, KS
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CRD#: 1299843
EM
Professional summary
Elizabeth Jeanne Moeller, who also goes by Liz Moeller, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wichita, Kansas and KESTRA INVESTMENT SERVICES, LLC located in Wichita, Kansas.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Elizabeth has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Liz Moeller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Carey, Thomas, Hoover, and Breault Advisors Investment Related: Yes Address: 8080 E. Central, Ste. 200 Wichita KS 67206 Nature of Business: Investment Advisory services through an independent outside RIA Position, Title or Relationship: Advisor Start Date: 5/1/2007 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment Advisor Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 10/14/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advisor Representative Business Name: MOELLER FINANCIAL SERVICES LLC POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/25/2017 ADDRESS: 340 N. Stratford Lane, Wichita KS 67206, United States DESCRIPTION: helping clients with insurance needs Business Name: Fortis Advisors Investment Related: Yes Address: 8080 E. Central Ave., Ste. 200 Wichita KS 67206 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: OWNER Start Date: 9/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: HELPING CLIENTS WITH SECURITIES, ADVISORY SERVICES AND LTC AND LIFE INS. FOR CLIENTS Business Name: SABRE WEALTH POSITION: ADVISOR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/24/2023 ADDRESS: 1223 N. ROCK RD., STE. G300, WICHITA KS 67206, United States DESCRIPTION: ADVISE AND SELL TO CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Jeanne Moeller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1223 North Rock Rd Suite G300, Wichita, KS 67206RIA
CRD#: 283330
WICHITA, KS
Current
October 14, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1223 North Rock Rd Suite G300, Wichita, KS 67206BD
CRD#: 42046
Wichita, KS
Past
November 17, 2010 - December 31, 2016
CAREY, THOMAS, HOOVER & BREAULT ADVISORS
RIA
CRD#: 155330
WICHITA, KS
Past
November 9, 2007 - December 31, 2010
CAREY, THOMAS, HOOVER, & BREAULT, INC.
RIA
CRD#: 38367
WICHITA, KS
Past
May 4, 2007 - October 17, 2016
CAREY, THOMAS, HOOVER, & BREAULT, INC.
BD
CRD#: 38367
WICHITA, KS
Past
November 16, 2006 - May 22, 2007
VESTECH SECURITIES, INC.
RIA
CRD#: 41409
ST. LOUIS, MO
Past
September 13, 2005 - May 22, 2007
VESTECH SECURITIES, INC.
BD
CRD#: 41409
ST. LOUIS, MO
Past
May 20, 1998 - September 14, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 29, 1995 - May 22, 1998
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 25, 1993 - June 26, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/10/2020)
RR
Colorado(10/14/2016)
RR
Connecticut(8/6/2020)
RR
Florida(11/28/2017)
RR
Idaho(11/6/2025)
RR
Iowa(7/12/2022)
IAR
Kansas(10/5/2016)
RR
Kansas(10/19/2016)
RR
Missouri(11/22/2016)
RR
Oklahoma(10/18/2016)
RR
Tennessee(10/14/2016)
RR
Texas(10/14/2016)
IAR
Texas(7/27/2023)
RR
Wisconsin(5/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
