Joseph A. Gomes
Professional summary
Joseph A Gomes JR., who also goes by Joseph Anthony Gomes Jr, Joseph Anthony Gomes, is a registered financial professional currently at NOBLE CAPITAL MARKETS, INC. located in St. Louis, Missouri.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1984. Joseph has worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph A Gomes JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
NOBLE CAPITAL MARKETS, INC.
Office #1: 393 N. Euclid Suite 220, St. Louis, MO 63108August 5, 2014 - December 31, 2017
WM SMITH & CO.
May 28, 2013 - February 27, 2014
ANDREW GARRETT INC.
May 4, 2010 - June 4, 2013
OPPENHEIMER & CO. INC.
October 15, 2007 - April 16, 2009
OPPENHEIMER & CO. INC.
April 5, 2004 - September 24, 2007
MCGINN, SMITH & CO., INC.
April 10, 2000 - April 28, 2003
C. L. KING & ASSOCIATES, INC.
May 1, 1996 - January 26, 2000
WM SMITH & CO.
January 1, 1986 - November 25, 1987
ADVANTAGE CAPITAL CORPORATION
November 26, 1984 - June 21, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
(1/2/2018)
Exams
FINRA
Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
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