Neal A. Sebbard
Professional summary
Neal Abbott Sebbard is a registered financial professional currently at COIT CAPITAL SECURITIES LLC located in San Francisco, California.
Neal is registered as a RR (Registered Representative) and started their career in finance in 1984. Neal has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neal Abbott Sebbard's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2013 - Present
COIT CAPITAL SECURITIES LLC
Office #1: 388 Market Street Suite 1300, San Francisco, CA 94104Office #2: 238 Francisco Street, San Francisco, CA 94133April 4, 2008 - July 11, 2013
RIVIERE SECURITIES LTD.
July 8, 2002 - April 1, 2008
STONE & YOUNGBERG LLC
January 2, 2002 - July 22, 2002
RBC CAPITAL MARKETS, LLC
May 10, 1999 - January 11, 2002
SUTRO & CO. INCORPORATED
May 2, 1995 - December 3, 1997
FIRST SOUTHWEST COMPANY, LLC
October 1, 1993 - May 5, 1995
ALEX. BROWN & SONS INCORPORATED
February 4, 1988 - December 8, 1990
PACIFIC SECURITIES, INC.
October 26, 1984 - November 4, 1987
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2020)
(1/17/2020)
(2/11/2020)
Exams
FINRA
Current Firm
COIT CAPITAL SECURITIES LLC
CRD#: 164959 / SEC#: , 8-69122
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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