Rachel Rebecca Stern
Professional Summary
Rachel Rebecca Stern, who also goes by Rachel R Gerstenhaber, was a registered financial advisor. Rachel was a previously registered financial professional and started their career in finance 2004 - 2025. Rachel had worked at 3 firms and has passed the Series 63, SIE, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rachel R Gerstenhaber
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
BARON CAPITAL, INC. | BARON CAPITAL, INC. (NY)
Contact Information
Main Address
767 Fifth Avenue 48th Floor, New York, NY 10153Mailing Address
767 Fifth Avenue 48th Floor, New York, NY 10153Phone Number
(212) 583-2000Established
New York since 03/16/1982Firm Type
CorporationFiscal Year End
FebruaryFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARON CAPITAL GROUP, INC. | SHAREHOLDER | — |
| BARON, RONALD STEPHEN | FOUNDER AND CHIEF EXECUTIVE OFFICER | 13187 |
| BALTOVSKI, ALEXANDER | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BARON, DAVID ROBERT | CO-PRESIDENT | 3245808 |
| BARON, MICHAEL R. | CO-PRESIDENT | 4393612 |
| BEASLEY, LOUIS BARRETT | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 3156061 |
| GREENBERG, CLIFFORD | SENIOR MANAGING DIRECTOR, CO-CIO | 2292041 |
| NAGLER, ANITA MARIE | DIRECTOR | 2503631 |
| PATALINO, PATRICK MICHAEL | SENIOR MANAGING DIRECTOR, CHIEF OPERATING OFFICER | 4481185 |
| PECK, ANDREW JOSHUA | SENIRO MANAGING DIRECTOR, CO=CIO | 5348729 |
| ROBBINS, SUSAN JAN | SENIOR MANAGING DIRECTOR | 840688 |
| TREGLIA, KRISTINE F | MANAGING DIRECTOR, CHIEF LEGAL OFFICER | 6384500 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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