James T. Andreaggi

BANKERS LIFE SECURITIES

Danbury, CT 06810

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CRD#: 1298820

Professional summary

James Thomas Andreaggi, who also goes by James T Andreaggi, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Danbury, Connecticut.

James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Aliases

James T Andreaggi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/9/2002: JAMES T. ANDGREAGGI WEALTH PLANNING & MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/16/2018 - Hummingbird Hill Properties LLC - Investment Related - South Boone, NC 28607 - Real Estate Rental - Start Date: 04/22/2003 - 0 Hours Per Month/0 Hours During Securities Trading - 1/8 PASSIVE OWNER IN N.C. RENTAL PROPERTY. 3. 8/10/2021 - FedEx - Not Investment Related - 109 Fairview Park Drive, Elmsford, NY, 10523 - Outside/W-2 Employment - Package Handler - Start Date: 07/26/2021 - 60 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Thomas Andreaggi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2026 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 100 Reserve Rd Ste 4196, Danbury, CT 06810

CRD#: 173962

Danbury, CT

Past

August 3, 2021 - December 21, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

CORTLANDT MANOR, NY

Past

March 29, 2000 - December 21, 2022

LPL FINANCIAL LLC

CRD#: 6413

CORTLANDT MANOR, NY

Past

November 23, 1994 - April 28, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 7, 1992 - November 16, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 21, 1992 - June 18, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE SECURITIES, INC.

BANKERS LIFE | BL SECURITIES, INC. | BANKERS LIFE SECURITIES, INC.

CRD#: 173962 / SEC#: , 8-69562

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

303 E Wacker Drive Ste 500, Chicago, IL 60601

Mailing Address

303 E. Wacker Drive Ste 500, Chicago, IL 60601

Phone number

(844) 553-9083

Established

Indiana since 07/31/2014

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CDOC, INC.	PARENT COMPANY
GOLDBERG, SCOTT LOUIS	BOARD MEMBER	5296395
HEILMAN, CHERYL LYNN	PRESIDENT/CEO/DIRECTOR	2114445
JOSEPHSON, STEVEN M	COO, DIRECTOR	2239540
KELLY, BRETT J	DIRECTOR, BLS OPERATIONS	4818868
LAMSON, MARK LEE	DIRECTOR OF SALES PRACTICE	1796166
MCDONOUGH, PAUL H	BOARD MEMBER	7089411
ROBERTS, ALBERTA STEPHENS	CHIEF COMPLIANCE OFFICER/ SECRETARY	2681068
TUCKER, CLARK BOMAR	FINOP	1977842

Disclosures

Regulatory Event	1
Civil Event	1

Red Flags

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Advisor Monitoring

Firm Stability Insights

James T. Andreaggi

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Thomas Andreaggi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/1995

Series 63

Date: 2/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1992

Series 24

Date: 12/13/2001

FINRA

Current Firm

BANKERS LIFE SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BANKERS LIFE SECURITIES, INC.

TRUST BUT VERIFY

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