Richard W. Barber
Professional summary
Richard Wright Barber, who also goes by Rich Barber, is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California and TECHSPEED CLEARING LLC located in Addison, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 12 firms and has passed the Series 63, Series 55, Series 7, Series 6, Series 27, Series 24, Series 14, Series 8 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Wright Barber's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2024 - Present
GLENDALE SECURITIES, INC.
Office #1: 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403June 17, 2025 - Present
TECHSPEED CLEARING LLC
Office #1: 16479 Dallas Parkway Suite 135, Addison, TX 75001May 4, 2022 - December 13, 2024
WILSON-DAVIS & CO., INC.
January 5, 2006 - October 4, 2011
PENSON FINANCIAL SERVICES, INC.
January 9, 2003 - November 1, 2005
GLENDALE SECURITIES, INC.
February 12, 2002 - December 31, 2005
COMPUTER CLEARING SERVICES INC
October 31, 2000 - July 12, 2001
CAPITAL INVESTMENT EXCHANGE, INC.
April 14, 2000 - May 17, 2002
WHITE PACIFIC SECURITIES, INC.
November 18, 1998 - May 10, 2002
ACUMENT SECURITIES, INC.
June 5, 1995 - February 11, 1998
BA INVESTMENT SERVICES, INC.
August 3, 1994 - May 1, 1995
GKN SECURITIES CORP.
November 15, 1993 - June 15, 1994
SCOTIA CAPITAL (USA) INC.
May 7, 1990 - February 5, 1993
GAM SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/2005
Limited Representative-Equity Trader ExamSeries 8
Date: 11/23/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE Arca, Inc.
Current Firm
TECHSPEED CLEARING LLC
CRD#: 313766 / SEC#: , 8-70694
Contact information
FINRA licenses (21 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
