John J. Solecki

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CRD#: 1298568

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Joseph Solecki was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 14, 2014 - March 28, 2022

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

RIA

CRD#: 106288

MENOMONEE FALLS, WI

Past

June 8, 2012 - July 22, 2013

KBD SECURITIES, LLC

CRD#: 104110

NEW YORK, NY

Past

September 14, 2005 - December 31, 2006

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

May 19, 1997 - July 14, 2005

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

January 6, 1997 - April 29, 1997

SEGER FINANCIAL, INC.

CRD#: 31000

BIRMINGHAM, MI

Past

September 30, 1994 - January 14, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 4, 1990 - October 7, 1994

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 16, 1989 - September 4, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

January 22, 1988 - June 3, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

January 23, 1986 - February 4, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

February 12, 1985 - October 24, 1985

GREGORY J. SCHWARTZ & CO., INC.

CRD#: 7294

Past

January 16, 1985 - June 7, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

CRD#: 106288 / SEC#: 801-48064

RIA

Registered Investment Advisory firm - (12/19/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/29/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 1/15/1985

Direct Participation Programs Representative Examination

Current Firm

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

CRD#: 106288 / SEC#: 801-48064

RIA

Registered Investment Advisory firm - (12/19/1994 Approved)

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Contact information

Main Address

10850 W. Park Place Suite 470, Milwaukee, WI 53224

Mailing Address

Phone number

(414) 319-1080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORGAN DEMPSEY CAPITAL MANAGEMENT ADV PART 2A (6/17/2025)

Regulatory assets under management

Total Number of Accounts	563
AUM (Assets Under Management)	$ 286,579,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Solecki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KBD SECURITIES, LLC

VSR FINANCIAL SERVICES, INC.

MESIROW FINANCIAL, INC.

SEGER FINANCIAL, INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

PRESCOTT, BALL & TURBEN, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

GREGORY J. SCHWARTZ & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2014

Series 63

Date: 1/4/1985

Series 7

Date: 1/18/1986

Series 6

Date: 1/29/1985

Series 22

Date: 1/15/1985

Current Firm

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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