Peggy L. Lane
Professional summary
Peggy Lynne Lane, who also goes by Peggy Lynne Bethscheider, Peggy Lynne Bird, Peggy Lynne Decora, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Houston, Texas.
Peggy is registered as a RR (Registered Representative) and started their career in finance in 1987. Peggy has worked at 9 firms and has passed the Series 63, Series 52TO, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peggy Lynne Lane's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2017 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 920 Memorial City Way 11th Floor, Houston, TX, 77024July 1, 1996 - April 1, 2017
COASTAL SECURITIES, INC.
September 3, 1991 - July 1, 1996
GOVERNMENT SECURITIES CORPORATION
August 26, 1991 - July 1, 1996
GSC SECURITIES, INC.
July 23, 1990 - September 4, 1991
LEHMAN BROTHERS INC.
April 21, 1989 - April 5, 1990
PERSHING LLC
July 7, 1988 - April 5, 1989
SCHAEFER SECURITIES, INC.
January 20, 1988 - April 5, 1988
UNDERWOOD, NEUHAUS & CO., INCORPORATED
March 4, 1987 - January 27, 1988
DOVER GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2019)
(4/1/2017)
(12/4/2019)
Exams
Series 52TO
Date: 7/22/2025
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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