John C. Laresca
Professional summary
John Charles Laresca is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Hazlet, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Charles Laresca's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2018 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 12 Crown Plaza Suite 201, Hazlet, NJ 07730December 18, 2013 - January 3, 2018
BUCKMAN, BUCKMAN & REID, INC.
May 20, 2013 - December 23, 2013
WALL STREET ACCESS
June 16, 2011 - May 15, 2013
W.A. CAPITAL MARKETS
March 18, 2005 - June 29, 2011
DOMESTIC SECURITIES, INC.
September 3, 2002 - April 15, 2005
GRANTA CAPITAL GROUP LLC
January 7, 2002 - September 3, 2002
DONALD & CO. SECURITIES INC.
December 19, 2000 - December 21, 2001
DEUTSCHE IXE, LLC
February 2, 1998 - January 1, 2001
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
January 23, 1991 - October 14, 1997
NASH, WEISS & CO.
July 28, 1987 - March 12, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
March 19, 1985 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2022)
(4/3/2018)
(4/3/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/13/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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