Randy E. Aranowitz
Professional summary
Randy Evan Aranowitz is a registered financial advisor currently at GWN SECURITIES INC. located in Wayne, Pennsylvania.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Randy has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randy Evan Aranowitz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randy Evan Aranowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2007 - Present
GWN SECURITIES INC.
Office #1: 940 West Valley Road Suite 1200, Wayne, PA 19087February 4, 2004 - Present
GWN SECURITIES INC.
Office #1: 940 West Valley Road Suite 1200, Wayne, PA 19087January 2, 2004 - March 10, 2004
MONEY CONCEPTS CAPITAL CORP
July 12, 2001 - December 31, 2003
PMG SECURITIES CORPORATION
January 31, 1997 - July 16, 2001
OSAIC WEALTH, INC.
August 28, 1992 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
July 16, 1991 - February 12, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 19, 1990 - October 6, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
June 15, 1990 - September 9, 1992
PEB FINANCIAL GROUP, INC.
October 19, 1988 - June 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 9, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
November 9, 1987 - April 13, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 9, 1987 - April 13, 1989
OSAIC FA, INC.
February 9, 1987 - November 24, 1987
MARKETING ONE SECURITIES, INC.
August 19, 1986 - December 19, 1986
BERKSHIRE EQUITY SALES, INC.
September 12, 1984 - August 14, 1986
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2006)
(7/29/2022)
(5/18/2004)
(7/20/2016)
(10/10/2022)
(2/6/2004)
(1/11/2007)
(4/20/2006)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
