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MO

Mary A. Ortegon

TRADEZERO AMERICA
Brooklyn, NY 11232
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CRD#: 1297351
MO

Professional summary


Mary Annette Ortegon, who also goes by Mary Annette Koveleskie, Mary Koveleskie, Mary A Ortegon, Mary Annette Ortegon, Mary Ortegon, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.

Mary is registered as a RR (Registered Representative) and started their career in finance in 1984. Mary has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mary Annette Koveleskie | Mary Koveleskie | Mary A Ortegon | Mary Annette Ortegon | Mary Ortegon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NON-PUBLIC ARBITRATOR, FINRA DISPUTE RESOLUTION 2. REGULATORY & LICENSURE INSTRUCTOR, MARY ORTEGON OR D/B/A GRAY SWAN STRATEGIES 3. CONSULTANT, GRAY SWAN ADVISORS LLC-COMPLIANCE, DERIVATIVES, LISTED OPTIONS, COMMODITIES, RISK MANAGEMENT 4. RENTAL PROPERTIES

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mary Annette Ortegon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 15, 2025 - Present

TRADEZERO AMERICA, INC.

Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232
BD
CRD#: 282940
Brooklyn, NY
Past

December 4, 2024 - May 12, 2025

J K R & COMPANY, INC.

RIA
CRD#: 8040
New York, NY
Past

August 16, 2021 - February 1, 2023

J K R & COMPANY, INC.

RIA
CRD#: 8040
New York, NY
Past

January 22, 2021 - May 12, 2025

J K R & COMPANY, INC.

BD
CRD#: 8040
VAN NUYS, CA
Past

March 12, 2012 - May 23, 2013

MAXWELLFORT INVESTMENTS, LP

BD
CRD#: 150062
MIAMI, FL
Past

January 9, 2012 - May 22, 2013

MONADNOCK CAPITAL MANAGEMENT, LP

BD
CRD#: 124605
WILMINGTON, DE
Past

November 25, 2010 - September 9, 2011

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

October 28, 2010 - September 9, 2011

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

January 13, 2009 - December 21, 2009

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

September 27, 2007 - January 14, 2009

MONADNOCK CAPITAL MANAGEMENT, LP

BD
CRD#: 124605
WILMINGTON, DE
Past

May 6, 2003 - June 23, 2003

WALLSTREET*E FINANCIAL SERVICES, INC.

BD
CRD#: 43896
CORAL GABLES, FL
Past

April 13, 2000 - October 26, 2001

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

January 24, 1997 - January 26, 1998

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

July 11, 1995 - May 8, 1996

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

August 22, 1984 - January 13, 1988

EASTMAN BANKS & DOLAN, INC.

BD
CRD#: 10828

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/15/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/16/2021
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/22/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/21/2011
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
New York Stock Exchange

Current Firm


TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: , 8-69736

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
CALLEJAS, KHRISFINOP6062989
CURET, JEFFREY HOWARDREGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER4711190
HAUPT, MICHAEL SCEO2865821
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
ORTEGON, MARY ANNETTEMARKETING REGISTERED OPTIONS PRINCIPAL1297351

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRADEZERO AMERICA, INC.

CRD#: 282940Brooklyn, NY 11232

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