Ian K. Hughes
Professional summary
Ian Kelly Hughes, who also goes by Ian Hughes, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Reno, Nevada.
Ian is registered as a RR (Registered Representative) and started their career in finance in 1984. Ian has worked at 11 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Kelly Hughes's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2008 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1055 W Moana Ln Ste 102, Reno, NV 89509-4764October 8, 2004 - July 12, 2007
ALLSTATE FINANCIAL SERVICES, LLC
March 24, 2004 - October 1, 2004
USALLIANZ SECURITIES, INC.
March 24, 2004 - October 1, 2004
USALLIANZ SECURITIES, INC.
July 16, 2003 - February 11, 2004
EQUITABLE ADVISORS, LLC
June 19, 2003 - February 11, 2004
EQUITABLE ADVISORS, LLC
October 29, 1998 - January 13, 2003
SCARBOROUGH SECURITIES CORPORATION
October 23, 1995 - April 18, 1996
RESRV PARTNERS, INC.
March 22, 1994 - September 13, 1995
OSAIC INSTITUTIONS, INC.
September 23, 1993 - April 13, 1994
ADLER COLEMAN & CO., INC.
November 29, 1989 - July 23, 1993
IDS LIFE INSURANCE COMPANY
November 29, 1989 - July 23, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
July 1, 1988 - December 5, 1989
SHAREAMERICA
November 21, 1984 - May 4, 1987
"SHAREAMERICA"
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2012)
(7/31/2008)
(7/26/2018)
(3/5/2018)
(2/18/2020)
(1/7/2019)
(3/5/2018)
(4/13/2011)
(11/4/2025)
(4/25/2024)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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