DP
David L. Payne
PLANMEMBER SECURITIES
Winter Springs, FL 32708
Some features on this profile are disabled
CRD#: 1296269
DP
Professional summary
David Lawrence Payne is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Winter Springs, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. David has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)US RETIREMENT PARTNERS(DBA- 12/08)OWNERSHIP-COMMON STOCK IN USRP REPRESENTING APPROXIMATELY 2.2% OF OUTSTANDING SHARES.SUMMER FIELD FINANCIAL,32708;FIXED INSURANCE AND ANNUITY SALES;START 1998;OWNER/PRESIDENT/EMPLOYEE (USRP);160HRS/MO;160HRS/MO DURING TRADING;IR 2) BENCOR INC;1052 WILLA SPRINGS DR WINTER SPRINGS, FL 32708; START DATE: 1/1/2004; A REPRESENTATIVE/AGENT; PROVIDING TAX QUALIFIED, DEFINED CONTRIBUTIOHN RETIREMENT PLANS. /FIXED INSURANCE PRODUCTS; 120HRS/MO; 120 HRS/MO DURING TRADING;IR 3)JMD PARTNERS, LLC:1052 WILLA SPRINGS DRIVE WINTER SPRINGS, FL 32708;START DATE: 1/1/2009;COMMERCIAL REAL ESTATE RENTAL - OFFICE BUILDING HOUSING BRANCH-NOT INVESTMENT RELATED;GENERAL PARTNER;PARTNERSHIP; NUM OF HRS/MTH TO THIS BUSINESS:1 ; NUM OF HRS/MTH BUSINESS DURING TRADING HRS:1 4)U S EMPLOYEES BENEFITS SERVICE GROUP, LLC ; 1052 WILLA SPRINGS DRIVE, WINTER SPRINGS, FL 32708; START DATE: 1/1/2015; NATURE OF BUSINESS: UMBRELLA COMPANY FOR USRP BENEFITS GROUP - INSURANCE, BENEFITS ADMINISTRATION AND INVESTMENTS; IR; APPROX. NO HRS./MOS. DEVOTED TO THIS BUS: 0; APPROX. NO HRS. /MOS. DEVOTED TO THIS BUS DURING TRADING HRS.: 0 5)RETIREMENT PLANNING ASSOCIATES (RPA) doing business as Daybright Financial; 1052 WILLA SPRINGS DR., WINTER SPRINGS, FL 32708; AGENT; START DATE: 1/1/2005; NATURE OF BUSINESS: SALE OF INVESTMENTS AND INSURANCE PRODUCTS; IR; APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS: 0; APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 6)Payne Financial Group; 1052 WILLA SPRINGS DR., WINTER SPRINGS, FL 32708; Start Date 9/6/2017; Co-Founder/Agent; Securities and Insurance Sales and Service; 160 hrs/mo; 100 hrs/mo during trading; ir 7)Payne Retirement (associated name for Payne Financial Group); 1052 WILLA SPRINGS DR., WINTER SPRINGS, FL 32708; Start Date 9/22/2017; Co-Founder/Agent; Financial Services; 20 hrs/mo; 15 hrs/mo during trading; IR
CRS (Client Relationship Summary) - RIA
Click below to view David Lawrence Payne's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Lawrence Payne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2007 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1052 Willa Springs Drive, Winter Springs, FL 32708Office #2: 982 Brevard Ave #2, Rockledge, FL 32955RIA
BD
CRD#: 11869
Winter Springs, FL
Current
October 5, 2007 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1052 Willa Springs Drive, Winter Springs, FL 32708Office #2: 982 Brevard Ave #2, Rockledge, FL 32955RIA
BD
CRD#: 11869
Winter Springs, FL
Past
July 7, 2004 - October 8, 2007
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
WINTER SPRINGS, FL
Past
June 30, 2004 - October 8, 2007
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINTER SPRINGS, FL
Past
March 10, 2003 - July 8, 2004
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LONGWOOD, FL
Past
February 19, 2003 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 7, 2000 - February 13, 2003
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
February 28, 2000 - June 6, 2000
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
May 15, 1998 - February 23, 2000
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
February 14, 1997 - May 15, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
April 21, 1992 - February 12, 1997
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
September 4, 1991 - April 20, 1992
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
January 30, 1987 - January 8, 1991
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
May 16, 1985 - October 9, 1986
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
August 21, 1984 - April 26, 1985
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/5/2007)
RR
Colorado(1/7/2013)
RR
Connecticut(1/7/2013)
RR
Florida(10/5/2007)
IAR
Florida(11/5/2007)
RR
Georgia(3/10/2008)
RR
Indiana(1/6/2014)
RR
North Carolina(9/9/2025)
RR
South Carolina(1/7/2013)
RR
Texas(1/7/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Winter Springs, FL 32708TRUST BUT VERIFY
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