WP
Walter P. Priebe
NFSG
FORT LAUDERDALE, FL 33309
Some features on this profile are disabled
CRD#: 1295817
WP
Professional summary
Walter Paul Priebe, ChFC®, CLU® is a registered financial advisor currently at NFSG CORPORATION located in Fort Lauderdale, Florida and NEWBRIDGE SECURITIES CORPORATION located in Fort Lauderdale, Florida.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Walter has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE SALES; REGISTERED INVESTMENT ADVISOR; TAX PREPARATION SERVICE. 2) PRIEBE INVESTMENT PLANS, INC.(DBA): CEO, RETIREMENT PLANNING, ESTATE PLANNING, INSURANCE PLANNING, EDUCATIONAL PLANNING AND INVESTMENT PLANNING. OVERSEE AND MAKE SUGGESTIONS BASED UPON INDIVIDUAL CIRCUMSTANCES. 100%. 3) WPP FINANCIAL SVC, LLC- OWNER/LANDLORD, TAXES AND BUILDING MAINTENANCE, RECEIVE RENT-RENTAL INCOME. (5% OF TIME/WORK WEEK). 4) FOOTBALL OFFICIAL BROWARD FOOTBALL OFFICIALS ASSOC. (SEASONAL). 5) WINDCATCHER LLC: FORT LAUDERDALE, FL, 8/6/2015, BUILDING, MANUFACTURING AND SALES OF A PRODUCT CALLED WINDCATCHER, WHICH IS IN THE PROCESS OF BEING PATENTED. IT IS AN AUTOMOTIVE ACCESSORY. OWNER/MANAGER/CREATE SALES, 100%. 6) PRIEBE INVESTMENT PLANS- RADIO SHOW: HOST OF A LIVE SHOW, LIVE WEEKLY RADIO PROGRAM WITH AN OPEN FORMAT- CALL IN SHOW- VARIOUS TOPICS. 7) RENTING BOAT DOCK - POMPANO BEACH, FLORIDA, COLLECT RENT. 8) WALTER PAUL PRIEBE NOTARY PUBLIC - 01/09/2023 - STATE OF FLORIDA RENEWS EVERY 5 YEARS - ABLE TO NOTARIZE DOCUMENTS FOR MY CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Walter Paul Priebe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 3, 2014 - Present
NFSG CORPORATION
Office #1: 2933 W. Cypress Creek Rd., Suite 102, Fort Lauderdale, FL 33309RIA
CRD#: 130814
FORT LAUDERDALE, FL
Current
July 15, 2014 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 2933 W. Cypress Creek Rd, Suite 102, Fort Lauderdale, FL 33309BD
CRD#: 104065
Fort Lauderdale, FL
Past
November 18, 2004 - July 1, 2014
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
FT. LAUDERDALE, FL
Past
August 8, 1991 - December 23, 2014
PRIEBE INVESTMENT PLANS, INC.
RIA
CRD#: 144530
FT. LAUDERDALE, FL
Past
March 22, 1989 - July 1, 2014
INVESTACORP, INC.
BD
CRD#: 7684
FT. LAUDERDALE, FL
Past
February 11, 1985 - January 30, 1989
ASSET MANAGEMENT SECURITIES CORP.
BD
CRD#: 14433
Past
August 24, 1984 - November 15, 1984
DONALD SHELDON & CO., INC.
BD
CRD#: 6966
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2021)
RR
Arizona(5/28/2019)
RR
Arkansas(12/4/2020)
RR
California(7/16/2014)
RR
Colorado(2/22/2023)
RR
Florida(12/3/2014)
IAR
Florida(12/3/2014)
RR
Georgia(7/18/2014)
RR
Illinois(2/10/2021)
RR
Indiana(1/22/2015)
RR
Kansas(11/5/2019)
RR
Louisiana(5/15/2024)
RR
Maryland(6/6/2018)
RR
Michigan(10/14/2020)
RR
Missouri(11/29/2023)
RR
Montana(4/25/2023)
RR
Nevada(1/22/2021)
RR
New Jersey(6/9/2016)
RR
New York(7/16/2014)
RR
North Carolina(4/28/2016)
RR
Ohio(4/20/2017)
RR
Oklahoma(3/5/2015)
RR
Pennsylvania(1/21/2015)
RR
Rhode Island(3/15/2018)
RR
South Carolina(7/16/2014)
RR
Tennessee(4/21/2017)
RR
Texas(7/16/2014)
IAR
Texas(1/7/2019)
RR
Utah(8/27/2020)
RR
Vermont(8/10/2023)
RR
Virginia(4/30/2021)
RR
Washington(2/13/2018)
RR
Wisconsin(2/8/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NC
NFSG CORPORATION
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
CRD#: 130814 / SEC#: 801-68448
RIA
Registered Investment Advisory firm - (11/6/2007 Approved)Arizona
Registered Investment Advisory firm - (11/8/2007 Terminated)California
Registered Investment Advisory firm - (11/8/2007 Terminated)Connecticut
Registered Investment Advisory firm - (11/8/2007 Terminated)Florida
Registered Investment Advisory firm - (12/12/2007 Terminated)Illinois
Registered Investment Advisory firm - (11/6/2007 Terminated)Indiana
Registered Investment Advisory firm - (11/8/2007 Terminated)Nevada
Registered Investment Advisory firm - (12/17/2007 Terminated)New Jersey
Registered Investment Advisory firm - (11/14/2007 Terminated)North Carolina
Registered Investment Advisory firm - (11/8/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/13/2007 Terminated)Tennessee
Registered Investment Advisory firm - (12/8/2007 Terminated)Texas
Registered Investment Advisory firm - (11/8/2007 Terminated)Virginia
Registered Investment Advisory firm - (11/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432
Mailing Address
Phone number
(954) 334-3450
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NFSG CORPORATION
CRD#: 130814Fort Lauderdale, FL 33309TRUST BUT VERIFY
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