Charles W. Cox
Professional summary
Charles William Cox, who also goes by Bill Cox, Billy Cox, Charles William Cox, is a registered financial professional currently at STONEX FINANCIAL INC. located in Manahawkin, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles William Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2024 - Present
STONEX FINANCIAL INC.
March 2, 2020 - December 31, 2024
STONEX OUTSOURCED SERVICES LLC
October 23, 2017 - February 28, 2020
COWEN AND COMPANY
May 19, 2015 - February 28, 2020
COWEN EXECUTION SERVICES LLC
February 24, 2014 - May 18, 2015
GREYWOLF EXECUTION PARTNERS, INC.
January 3, 2011 - November 6, 2013
VIRTU AMERICAS LLC
December 22, 2009 - January 3, 2011
KNIGHT DIRECT LLC
April 1, 2008 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 9, 1997 - April 21, 2008
CREDIT SUISSE SECURITIES (USA) LLC
March 30, 1996 - March 21, 1997
SALOMON BROTHERS INC.
February 8, 1985 - March 14, 1996
CREDIT SUISSE SECURITIES (USA) LLC
November 28, 1984 - January 4, 1985
JESUP & LAMONT SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2024)
(11/13/2024)
(11/14/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/18/2008
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
