Andrea D. Carminati

TRADEWEB DIRECT LLC

JERSEY CITY, NJ 07311

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CRD#: 1295531

Professional summary

Andrea Dale Carminati, who also goes by Andrea Dale Eckhaus, is a registered financial professional currently at TRADEWEB DIRECT LLC located in Jersey City, New Jersey.

Andrea is registered as a RR (Registered Representative) and started their career in finance in 1992. Andrea has worked at 4 firms and has passed the Series 63, SIE, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrea Dale Eckhaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Dale Carminati's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2019 - Present

TRADEWEB DIRECT LLC

Office #1: 185 Hudson Street Harborside 5, Suite 22, Jersey City, NJ 07311

CRD#: 103787

JERSEY CITY, NJ

Past

October 11, 2011 - September 16, 2019

DEALERWEB LLC

CRD#: 19662

BOCA RATON, FL

Past

September 26, 2011 - October 7, 2011

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

BOCA RATON, FL

Past

March 11, 2004 - September 21, 2011

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

BOCA RATON, FL

Past

June 5, 1992 - April 29, 2004

J.J. KENNY DRAKE, INC.

CRD#: 7118

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/4/2019)

Exams

State Security Law Exam

Series 63

Date: 1/26/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 6/4/1992

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/12/2014

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRADEWEB DIRECT LLC

BONDDESK TRADING LLC | TRADEWEB DIRECT LLC

CRD#: 103787 / SEC#: , 8-52278

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(212) 808-0004

Established

Delaware since 11/03/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BONDDESK GROUP LLC	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CAHALANE, JOHN JOSEPH	PRESIDENT	2922033
CLACK, AMY	BOARD MEMBER	4882071
FRIEDMAN, DOUGLAS L.	GENERAL COUNSEL	5121291
MCGUIRE, MICHAEL TERRENCE	CHIEF COMPLIANCE OFFICER	2267871
PITTINSKY, JONATHAN DAVID	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrea D. Carminati

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrea Dale Carminati's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEALERWEB LLC

RAFFERTY CAPITAL MARKETS, LLC

RAFFERTY CAPITAL MARKETS, LLC

J.J. KENNY DRAKE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/2004

SIE

Date: 10/1/2018

Series 52

Date: 6/4/1992

Series 53

Date: 9/12/2014

FINRA

Current Firm

TRADEWEB DIRECT LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEWEB DIRECT LLC

TRUST BUT VERIFY

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