Rebecca K. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Kay Porter was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1985. Rebecca had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2006 - February 2, 2017
CARROLL FINANCIAL ASSOCIATES INC
February 14, 2006 - June 20, 2016
CETERA WEALTH SERVICES, LLC
February 12, 1997 - January 4, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 1994 - January 4, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 1994 - June 9, 1994
NATIONSSECURITIES
June 9, 1993 - December 1, 1993
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 10, 1989 - October 22, 1992
WACHOVIA SECURITIES, INC.
September 4, 1987 - August 21, 1989
LEHMAN BROTHERS INC.
December 11, 1986 - August 22, 1987
IAC SECURITIES, INC.
August 26, 1985 - October 24, 1986
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
CARROLL FINANCIAL ASSOCIATES INC
CRD#: 105427 / SEC#: 801-15517
Contact information
Red Flags
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