Michael E. Schemel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Schemel, who also goes by Michael E Schemel, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2012 - August 11, 2015
LAKE STREET CAPITAL MARKETS, LLC
December 15, 2010 - October 6, 2011
ROBERT W. BAIRD & CO. INCORPORATED
July 8, 2010 - October 6, 2011
ROBERT W. BAIRD & CO. INCORPORATED
January 26, 2009 - July 20, 2010
AGENCY TRADING GROUP, INC.
March 4, 2008 - December 26, 2008
SIGNAL HILL CAPITAL GROUP LLC
December 3, 2007 - February 25, 2008
PACIFIC CREST SECURITIES LLC
December 20, 2006 - November 12, 2007
AGENCY TRADING GROUP, INC.
July 6, 2005 - December 31, 2006
MILLER JOHNSON STEICHEN KINNARD, INC.
March 15, 2004 - June 22, 2005
THINKEQUITY LLC
January 4, 2002 - March 23, 2004
PIPER SANDLER & CO.
April 30, 2001 - January 16, 2002
GLEACHER & COMPANY SECURITIES, INC.
April 6, 1998 - April 20, 2001
RBC CAPITAL MARKETS, LLC
April 20, 1993 - April 6, 1998
WESSELS, ARNOLD & HENDERSON, L.L.C.
April 8, 1987 - April 22, 1993
ROBERT W. BAIRD & CO. INCORPORATED
August 22, 1984 - April 16, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKE STREET CAPITAL MARKETS, LLC
CRD#: 164447 / SEC#: , 8-69101
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
