Cheryl A. Ciaglia

BLACKRIDGE ASSET MANAGEMENT

Sarasota, FL

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CRD#: 1295357

Professional summary

Cheryl Ann Ciaglia, who also goes by Cheri Ciaglia, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Sarasota, Florida and PEAK BROKERAGE SERVICES, LLC located in Sarasota, Florida.

Cheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Cheryl has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cheri Ciaglia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ciaglia Agency; Insurance Sales & Financial Products Sales; President/Owner; Start Date: 1995;Approximate Hours Spent On Activity Per Month: 40 2) CIAGLIA FINANCIAL POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/28/2015 ADDRESS: 1144 Ohstrom Park, Webster NY 14580 DESCRIPTION: This is my DBA name for securities business and offering securities and investment advisory services. 3) One Resource Group; Insurance Sales; Insurance Agent; Approximate Hours Spent On Activity per Month: 2; Approximate Number Of Hours Spent On Activity per Month During Trading Hours: 1<; 4) Blackridge Asset Management; IAR; Approximate Hours Spent On Activity Per Month: 160; Approximate Hours Spent On Activity Per Month During Trading Hours: 60

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Ann Ciaglia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2017 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Sarasota, FL

Current

November 1, 2017 - Present

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Sarasota, FL

Past

November 3, 2017 - January 7, 2019

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

RIA

CRD#: 144733

Webster, NY

Past

October 3, 2014 - November 1, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

WEBSTER, NY

Past

January 3, 2005 - November 1, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

WEBSTER, NY

Past

September 22, 1992 - September 6, 1995

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

May 20, 1991 - December 31, 2004

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

January 1, 1988 - November 2, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

September 18, 1987 - May 4, 1992

MONARCH SECURITIES, INC.

CRD#: 2809

Past

July 18, 1985 - September 8, 1987

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(11/1/2017)

Florida
(11/1/2017)

New Mexico
(5/10/2021)

New York
(11/1/2017)

North Carolina
(11/1/2017)

Ohio
(11/9/2017)

IAR

Texas
(11/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/14/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/8/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cheryl A. Ciaglia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Ann Ciaglia's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

HORNOR, TOWNSEND & KENT, LLC

ADVANTAGE CAPITAL CORPORATION

AETNA LIFE INSURANCE AND ANNUITY COMPANY

MONARCH SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2014

Series 63

Date: 9/28/1984

SIE

Date: 10/1/2018

Series 7

Date: 4/14/1997

Series 6

Date: 7/17/1985

Series 51

Date: 9/14/2005

Series 24

Date: 7/8/1997

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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