Carol M. Digman

TREE CITY INVESTMENTS

Lake Forest, IL 60045

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CRD#: 1295275

Professional summary

Carol Milke Digman, who also goes by Carol Linda Milke, Carol Milkedigman, is a registered financial advisor currently at TREE CITY INVESTMENTS, INC. located in Lake Forest, Illinois and OSAIC WEALTH, INC. located in Lake Forest, Illinois.

Carol is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Carol has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carol Linda Milke | Carol Milkedigman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TREE CITY INVESTMENTS; INVESTMENT RELATED;910 Sherwood Dr, Lake Bluff, IL 60044; RIA; OWNER; JAN 1996; 80 HRS/MONTH; 3 HRS/DAY; SET AND EXECUTE INVESTMENT PORTFOLIO STRATEGY. 2) The Frosted Baker; not investment related;3790 Hawthorne Ct, Waukegan, IL 60087; bakery; owner;9/1/2015;4-5 hrs/month;0 hrs during trading; oversee bookkeeping 3) Scotty's on Sheridan; not investment related;810 Sheridan Rd, Highwood, IL 60041; restaurant; owner;9/30/2015;4-5 hrs/month;0 hrs during trading; oversee books 4) Kelsey D's; not investment related;910 Sherwood Dr, #14, Lake Bluff, IL 60044; Giardiniera food product; owner;2 hrs/month;0 hrs during trading; oversee books 5) Lindengate Capital Management; investment related;910 Sherwood Dr, #14, Lake Bluff, IL 60044; investment advisory; owner; owner; 3/13/2008;120 hrs/month; investment advisor, Lindengate is an account for my investment fees 6) Rental Property; not investment related;9788 Cottage Lane, Union Pier, MI 49129; rental property; owner;2/2019;2 hrs/month;0 hrs during trading; owner 7) Rental property; not investment related;26 Linden Ave, Lake Forest, IL 60045; home rental; owner;3/28/2020;0 hrs/month;0 hrs during trading; cash check, call handyman if needed 8) Limitless Beauty Salon and Spa 1044 N Western Ave suite B Lake Forest IL 60045; owner; 0 hrs/month;0 hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol Milke Digman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2006 - Present

TREE CITY INVESTMENTS, INC.

Office #1: 1044 N Western Avenue Suite E, Lake Forest, IL 60045

RIA

CRD#: 141279

Lake Forest, IL

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 500 Western Ave Suite 202, Lake Forest, IL 60045

RIA

CRD#: 23131

Lake Forest, IL

Past

June 24, 2004 - November 3, 2006

TREE CITY INVESTMENTS, INC.

RIA

CRD#: 108844

LAKE FOREST , IL

Past

June 16, 2000 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Lake Bluff, IL

Past

January 29, 1998 - June 19, 2000

MARQUIS FINANCIAL SERVICES, INC.

CRD#: 20733

TARZANA, CA

Past

May 20, 1997 - January 22, 1998

PINNACLE FINANCIAL CONSULTANTS, INC.

CRD#: 39640

VALPARAISO, IN

Past

August 4, 1994 - May 12, 1997

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

May 13, 1991 - April 10, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 20, 1988 - April 4, 1991

MESIROW INVESTMENT SERVICES, INC.

CRD#: 15113

Past

January 6, 1986 - June 28, 1988

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

June 21, 1985 - January 23, 1986

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

November 21, 1984 - February 22, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/23/2024)

Arkansas
(8/23/2024)

California
(8/23/2024)

Florida
(8/23/2024)

IAR

Illinois
(10/30/2006)

Illinois
(8/23/2024)

Texas
(8/23/2024)

Wisconsin
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TREE CITY INVESTMENTS, INC.

CRD#: 141279 / SEC#: 801-67227

RIA

Registered Investment Advisory firm - (6/22/2012 Terminated)

Illinois

Registered Investment Advisory firm - (6/19/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

500 Western Ave. Suite 202, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 932-9051

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 44,806,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carol M. Digman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol Milke Digman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TREE CITY INVESTMENTS, INC.

TRIAD ADVISORS LLC

MARQUIS FINANCIAL SERVICES, INC.

PINNACLE FINANCIAL CONSULTANTS, INC.

WATERSTONE FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

MESIROW INVESTMENT SERVICES, INC.

BLUNT ELLIS & LOEWI INCORPORATED

THOMSON MCKINNON SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/1998

Series 63

Date: 12/15/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1984

FINRA

Current Firm

TREE CITY INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TREE CITY INVESTMENTS, INC.

TRUST BUT VERIFY

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