Leonard J. Oremland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Jeff Oremland was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1984. Leonard had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2014 - May 27, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 2, 2014 - February 12, 2014
ARES MANAGEMENT CAPITAL MARKETS LLC
December 15, 2003 - June 4, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
December 5, 1997 - December 15, 2003
AELTUS CAPITAL, INC
July 20, 1987 - April 9, 1997
FINANCIAL SQUARE PARTNERS
September 24, 1984 - July 9, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
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