Lauren J. Renken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Jean Renken, who also goes by Lauren Jean Malcolm, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2010. Lauren had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2010 - December 22, 2015
UNION SQUARE GLOBAL WEALTH MANAGEMENT
Primary Firm SEC Registration
UNION SQUARE GLOBAL WEALTH MANAGEMENT
CRD#: 111776 / SEC#: 801-55304
State Registrations and Notice Filings
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Current Firm
UNION SQUARE GLOBAL WEALTH MANAGEMENT
CRD#: 111776 / SEC#: 801-55304
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 357,053,816 |
Red Flags
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