Anthony C. Smith

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CRD#: 1295167

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Clarke Smith, who also goes by Tony Smith, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1984. Anthony had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tony Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2019 - January 7, 2021

PATTON ALBERTSON MILLER GROUP, LLC

RIA

CRD#: 281558

Atlanta, GA

Past

April 19, 2011 - April 5, 2019

ANTHONY SMITH ADVISORS, INC.

RIA

CRD#: 125730

ATLANTA, GA

Past

April 29, 2003 - March 27, 2008

ANTHONY SMITH ADVISORS, INC.

RIA

CRD#: 125730

ATLANTA, GA

Past

December 23, 1998 - November 17, 1999

REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568

ATLANTA, GA

Past

March 3, 1994 - December 5, 1996

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

January 11, 1991 - March 23, 1992

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

February 1, 1989 - September 28, 1990

ADDISON & ASSOCIATES, INC.

CRD#: 21626

Past

October 26, 1984 - January 4, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATTON ALBERTSON MILLER GROUP, LLC

CRD#: 281558 / SEC#: 801-106877

RIA

Registered Investment Advisory firm - (10/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Current Firm

PATTON ALBERTSON MILLER GROUP, LLC

CRD#: 281558 / SEC#: 801-106877

RIA

Registered Investment Advisory firm - (10/20/2015 Approved)

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Contact information

Main Address

605 Chestnut Street Suite 900, Chattanooga, TN 37450

Mailing Address

Phone number

(423) 414-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATTON ALBERTSON MILLER GROUP LLC 2A DISCLOSURE BROCHURE 2025MARCH27 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,608
AUM (Assets Under Management)	$ 1,542,703,568

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/20/2024	Cover Page	Report
10/24/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony C. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ANTHONY SMITH ADVISORS, INC.

ANTHONY SMITH ADVISORS, INC.

REGISTER FINANCIAL ASSOCIATES, INC.

BUCKHEAD FINANCIAL CORPORATION

BUCKHEAD FINANCIAL CORPORATION

ADDISON & ASSOCIATES, INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

PATTON ALBERTSON MILLER GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/1994

Series 63

Date: 10/29/1984

Series 7

Date: 10/20/1984

Current Firm

PATTON ALBERTSON MILLER GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PATTON ALBERTSON MILLER GROUP, LLC

TRUST BUT VERIFY

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