Robert E. Whelan

MONTIS FINANCIAL

WALTHAM, MA 02451

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CRD#: 1295105

Professional summary

Robert Edward Whelan, who also goes by Bob Whelan, Bob Edward Whelan, is a registered financial advisor currently at MONTIS FINANCIAL, LLC located in Waltham, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Whelan | Bob Edward Whelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Whelan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2024 - Present

MONTIS FINANCIAL, LLC

Office #1: 230 Third Avenue Floor 5, Waltham, MA 02451

RIA

CRD#: 163986

WALTHAM, MA

Past

September 17, 2019 - August 3, 2020

LIDO

RIA

CRD#: 269866

LOS ANGELES, CA

Past

May 30, 2017 - August 13, 2019

FERRIS CAPITAL, LLC

RIA

CRD#: 160116

MARLBOROUGH, MA

Past

January 3, 2012 - March 13, 2017

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

BOSTON, MA

Past

October 12, 2007 - December 20, 2011

THE COLONY GROUP OF NAPLES, LLC

RIA

CRD#: 142875

BOSTON, MA

Past

January 31, 2007 - December 20, 2011

THE COLONY GROUP, LLC

RIA

CRD#: 111806

BOSTON, MA

Past

November 2, 2005 - September 15, 2006

E*TRADE SECURITIES LLC

CRD#: 29106

WELLESLEY, MA

Past

February 22, 2005 - September 8, 2006

KOBREN INSIGHT MANAGEMENT INC

RIA

CRD#: 106473

WELLESLEY HILLS, MA

Past

February 22, 2005 - November 11, 2005

KOBREN INSIGHT BROKERAGE, INC

CRD#: 21298

WELLESLEY, MA

Past

August 26, 2003 - February 7, 2005

BARINGS SECURITIES LLC

CRD#: 36929

CHARLOTTE, NC

Past

May 10, 1995 - November 5, 2003

KOBREN INSIGHT MANAGEMENT INC

RIA

CRD#: 106473

WELLESLEY HILLS, MA

Past

May 4, 1995 - August 7, 2003

KOBREN INSIGHT BROKERAGE, INC

CRD#: 21298

WELLESLEY, MA

Past

May 3, 1993 - April 12, 1995

BTS SECURITIES CORPORATION

CRD#: 8328

LINCOLN, MA

Past

April 2, 1990 - May 1, 1991

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

August 25, 1989 - April 18, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 1, 1988 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

February 25, 1985 - August 20, 1987

BTS SECURITIES CORPORATION

CRD#: 8328

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTIS FINANCIAL, LLC

MONTIS FINANCIAL | MONTIS FINANCIAL, LLC

CRD#: 163986 / SEC#: 801-76534

RIA

Registered Investment Advisory firm - (4/27/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/18/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONTIS FINANCIAL, LLC

MONTIS FINANCIAL | MONTIS FINANCIAL, LLC

CRD#: 163986 / SEC#: 801-76534

RIA

Registered Investment Advisory firm - (4/27/2012 Approved)

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Contact information

Main Address

230 Third Avenue Floor 5, Waltham, MA 02451

Mailing Address

Phone number

(781) 541-5057

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (9/15/2025)

Regulatory assets under management

Total Number of Accounts	1,937
AUM (Assets Under Management)	$ 1,012,415,189

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/17/2024	Cover Page	Report
03/15/2024	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert E. Whelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Whelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIDO

FERRIS CAPITAL, LLC

FOCUS PARTNERS WEALTH, LLC

THE COLONY GROUP OF NAPLES, LLC

THE COLONY GROUP, LLC

E*TRADE SECURITIES LLC

KOBREN INSIGHT MANAGEMENT INC

KOBREN INSIGHT BROKERAGE, INC

BARINGS SECURITIES LLC

KOBREN INSIGHT MANAGEMENT INC

KOBREN INSIGHT BROKERAGE, INC

BTS SECURITIES CORPORATION

TUCKER ANTHONY INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

BTS SECURITIES CORPORATION

Primary Firm SEC Registration

MONTIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/1993

Series 63

Date: 1/27/1988

Series 7

Date: 1/16/1988

Series 6

Date: 9/18/1984

Current Firm

MONTIS FINANCIAL, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MONTIS FINANCIAL, LLC

TRUST BUT VERIFY

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