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LS

Larry D. Slabotsky

KESTRA INVESTMENT SERVICES
Troy, MI 48098
Some features on this profile are disabled
CRD#: 1294883
LS

Professional summary

Larry David Slabotsky is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Troy, Michigan.

Larry is registered as a RR (Registered Representative) and started their career in finance in 1984. Larry has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry David Slabotsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1111 W Long Lake Rd Suite 300, Troy, MI 48098
BD
CRD#: 42046
Troy, MI
Past

February 14, 2018 - May 13, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
TROY, MI
Past

May 1, 2003 - February 14, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
TROY, MI
Past

November 30, 1990 - May 12, 2003

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

January 6, 1988 - December 5, 1990

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

October 11, 1984 - March 5, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
Past

September 25, 1984 - March 7, 1988

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/23/2022)
RR
Arizona
(5/5/2022)
RR
Arkansas
(5/9/2022)
RR
California
(5/5/2022)
RR
Colorado
(5/5/2022)
RR
District of Columbia
(5/5/2022)
RR
Florida
(5/5/2022)
RR
Georgia
(5/5/2022)
RR
Illinois
(5/10/2022)
RR
Indiana
(5/13/2022)
RR
Kansas
(5/5/2022)
RR
Kentucky
(5/5/2022)
RR
Maryland
(5/5/2022)
RR
Michigan
(5/5/2022)
RR
Minnesota
(5/13/2022)
RR
Missouri
(5/5/2022)
RR
Nevada
(5/5/2022)
RR
New Jersey
(5/5/2022)
RR
New Mexico
(5/5/2022)
RR
New York
(5/5/2022)
RR
Ohio
(5/5/2022)
RR
Oregon
(11/21/2024)
RR
South Carolina
(5/5/2022)
RR
Texas
(5/5/2022)
RR
Virginia
(3/29/2023)
RR
Washington
(8/26/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/10/1984
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 9/7/1984
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KI
KESTRA INVESTMENT SERVICES, LLC
KESTRA INVESTMENT SERVICES, LLC | PARTNERS SECURITIES, INC. | NFP SECURITIES, INC. | NFP SECIRITIES, INC. | NFP ADVISOR SERVICES, LLC | NFP ADVISOR SERVICES

CRD#: 42046 / SEC#: , 8-49672

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5707 Southwest Parkway 2-125, Austin, TX 78746
Mailing Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Phone number
(844) 553-7872
Established
Texas since 09/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
KESTRA FINANCIAL, INCSOLE MEMBER
AMORE, JOHN VINCENTPRESIDENT5430932
CHESTER, KRISTEN LAWLESSCHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT6896952
KANT, VINAYCHIEF DIGITAL TECHNOLOGY OFFICER7976827
PEDLOW, MICHAEL ROSSCHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT4871563
POER, JAMES LYNNCHIEF EXECUTIVE OFFICER1983357
SCHOENBECK, MARK PAULEXECUTIVE VICE PRESIDENT2625829
YIN, YINCONTROLLER3219513
ZEGERS, SCOTT MATTHEWCHIEF FINANCIAL OFFICER4831659

Disclosures

Regulatory Event14
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046Troy, MI 48098

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