MC
Michael J. Capell
NAVY FEDERAL INVESTMENT SERVICES
Courtland, VA
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CRD#: 1293679
MC
Professional summary
Michael Joseph Capell, CFP® is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Courtland, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Capell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Capell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #2: 5445 Glenside Dr, Richmond, VA 23228RIA
BD
CRD#: 138459
Courtland, VA
Current
July 3, 2006 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 5445 Glenside Dr, Richmond, VA 23228RIA
BD
CRD#: 138459
Richmond, VA
Past
September 8, 2007 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
Hampton, VA
Past
September 20, 2006 - September 8, 2007
NAVY FEDERAL INVESTMENT SERVICES, LLC
RIA
CRD#: 138459
Hampton, VA
Past
April 10, 2002 - September 20, 2006
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
NORFOLK, VA
Past
February 21, 2002 - July 3, 2006
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
NORFOLK, VA
Past
May 26, 2000 - January 7, 2002
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
January 26, 1996 - May 26, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
June 24, 1993 - January 22, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
August 17, 1984 - June 1, 1993
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(11/21/2023)
RR
Alabama(11/27/2023)
RR
Arizona(3/4/2019)
RR
Arkansas(6/13/2024)
IAR
Arkansas(6/13/2024)
RR
California(7/3/2006)
IAR
California(1/4/2017)
RR
Colorado(3/4/2019)
RR
Connecticut(7/3/2006)
IAR
Connecticut(1/4/2017)
RR
Florida(7/5/2006)
IAR
Florida(1/4/2017)
RR
Georgia(5/9/2019)
RR
Hawaii(3/4/2019)
IAR
Hawaii(8/4/2022)
RR
Illinois(1/4/2008)
IAR
Illinois(6/13/2024)
RR
Kansas(3/4/2019)
RR
Maine(3/5/2019)
RR
Maryland(7/3/2006)
IAR
Maryland(4/19/2022)
RR
Massachusetts(7/3/2006)
RR
Michigan(11/29/2022)
IAR
Michigan(12/1/2022)
RR
New Jersey(3/4/2019)
IAR
New Jersey(6/15/2022)
RR
New York(7/28/2006)
IAR
New York(6/15/2022)
RR
North Carolina(7/3/2006)
IAR
North Carolina(1/4/2017)
RR
Ohio(1/23/2008)
RR
Oklahoma(3/4/2019)
RR
Pennsylvania(3/6/2019)
IAR
Pennsylvania(4/19/2022)
RR
Rhode Island(7/3/2006)
IAR
Rhode Island(1/4/2017)
RR
South Carolina(5/25/2012)
IAR
South Carolina(4/20/2022)
RR
South Dakota(5/24/2012)
IAR
South Dakota(6/2/2022)
RR
Texas(5/25/2012)
IAR
Texas(4/19/2022)
RR
Virginia(7/3/2006)
IAR
Virginia(1/4/2017)
IAR
Washington(6/12/2024)
RR
Washington(9/10/2025)
RR
Wisconsin(5/22/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
