Dawn B. Nelson
Professional summary
Dawn Bly Nelson, who also goes by Dawn Kopp, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Dawn is registered as a RR (Registered Representative) and started their career in finance in 1984. Dawn has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dawn Bly Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 22, 1988 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
November 8, 1985 - December 2, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 21, 1984 - November 18, 1985
CHARTER SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(10/22/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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