Susan P. Agonis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Pach Agonis, who also goes by Susan Ann Agonis, Sue Pach, Susan Ann Pach, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1985. Susan had worked at 8 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2019 - November 11, 2021
COINBASE CAPITAL MARKETS CORP
January 25, 2017 - January 28, 2019
MACQUARIE CAPITAL (USA) INC.
April 18, 2005 - January 10, 2017
HSBC SECURITIES (USA) INC.
June 29, 1998 - April 29, 2005
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
March 26, 1997 - September 2, 1997
SBC WARBURG, INC.
May 8, 1986 - March 14, 1997
SALOMON BROTHERS INC.
June 18, 1985 - June 4, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/7/2024
General Securities Representative ExaminationSeries 79TO
Date: 6/7/2024
Investment Banking Registered Representative ExaminationCurrent Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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