Michael A. Dinardo

KESTRA ADVISORY SERVICES

Thousand Oaks, CA

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CRD#: 1292426

Professional summary

Michael Anthony Dinardo is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Thousand Oaks, California and KESTRA INVESTMENT SERVICES, LLC located in Burbank, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

3DX PARTNERS POSITION: Managing Member NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 25 START DATE: 01/07/2022 ADDRESS: 2159 Wetstone Dr., Thousand Oaks CA 91362, United States DESCRIPTION: Relationship management. KESTRA ADVISORY SERVICES, LLC POSITION: Managing Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/21/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: Relationship management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Dinardo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 4450 Lakeside Dr. Suite 350, Burbank, CA 91505

RIA

CRD#: 283330

Thousand Oaks, CA

Current

February 2, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 4450 Lakeside Drive Ste 350, Burbank, CA 91505

CRD#: 42046

Burbank, CA

Past

March 24, 2014 - December 1, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTLAKE VILLAGE, CA

Past

January 3, 2011 - December 1, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTLAKE VILLAGE, CA

Past

September 10, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

LOS ANGELES, CA

Past

August 24, 2005 - September 3, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

LOS ANGELES, CA

Past

December 14, 2004 - August 25, 2005

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

September 30, 1992 - June 19, 2000

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

April 1, 1991 - September 21, 1992

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 30, 1989 - April 1, 1991

PW SECURITIES, INC.

CRD#: 6775

Past

August 24, 1984 - November 8, 1989

ARM SECURITIES CORPORATION

CRD#: 932

MINOT, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/3/2022)

IAR

California
(2/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/13/2004

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 10/23/1984

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Dinardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Dinardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

KESTRA INVESTMENT SERVICES, LLC

THE LEADERS GROUP, INC.

NEWPORT COAST SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PW SECURITIES, INC.

ARM SECURITIES CORPORATION

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2014

Series 63

Date: 12/14/2004

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2011

Series 6

Date: 12/13/2004

Series 22

Date: 10/23/1984

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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