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DQ

David Quade

OLD GREENWICH PARTNERS
JACKSONVILLE, FL 32256
Some features on this profile are disabled
CRD#: 1292231
DQ

Professional summary

David Quade, who also goes by David Allen Quade, is a registered financial professional currently at OLD GREENWICH PARTNERS, LLC located in Jacksonville, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 1984. David has worked at 8 firms and has passed the Series 65, Series 63, Series 66, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Allen Quade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Quade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2009 - Present

OLD GREENWICH PARTNERS, LLC

Office #1: 4920 Key Lime Drive, Suite 204, Jacksonville, FL 32256
BD
CRD#: 124718
JACKSONVILLE, FL
Past

January 27, 2010 - November 26, 2018

OLD GREENWICH PARTNERS, LLC

RIA
CRD#: 124718
JACKSONVILLE, FL
Past

February 15, 2008 - March 19, 2009

FIRST UNION SECURITIES, INC.

BD
CRD#: 129502
SHELTON, CT
Past

May 17, 2007 - November 6, 2007

MATRIX CAPITAL GROUP, INC.

BD
CRD#: 33364
NEW YORK, NY
Past

January 6, 2006 - April 4, 2006

KOTAK MAHINDRA, INC.

BD
CRD#: 47251
NEW YORK, NY
Past

November 20, 2000 - April 8, 2002

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

February 7, 1997 - November 25, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

August 1, 1995 - February 5, 1996

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

August 22, 1984 - April 29, 1992

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/27/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/19/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/18/2006
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/12/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/14/2012
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/15/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
OLD GREENWICH PARTNERS, LLC
KELBRA SECURITIES, LLC | OLD GREENWICH SECURITIES, LLC | OLD GREENWICH PARTNERS, LLC

CRD#: 124718 / SEC#: , 8-65717

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4920 Key Lime Drive, Suite 204, Jacksonville, FL 32256
Mailing Address
Po Box 350046, Jacksonville, FL 32235
Phone number
(203) 653-3800
Established
Connecticut since 03/05/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
QUADE, DAVIDMANAGING PARTNER, CCO1292231
QUADE, DAVID ALLENFINOP, POO, PFO1292231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD GREENWICH PARTNERS, LLC

CRD#: 124718Jacksonville, FL 32256

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