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ML

Marc R. Leizman

Some features on this profile are disabled
CRD#: 1292058
ML

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marc Ross Leizman was a registered financial professional .

Marc is a previously registered financial professional and started their career in finance in 2010. Marc had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 26, 2015 - June 28, 2019

BROOKS, HOUGHTON SECURITIES, INC.

BD
CRD#: 27514
ORLANDO, FL
Past

August 17, 2011 - March 1, 2013

MCP SECURITIES, LLC

BD
CRD#: 152669
PORT WASHINGTON, NY
Past

April 20, 2010 - August 30, 2011

WHITEMARSH CAPITAL ADVISORS

BD
CRD#: 127373
MARLTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/10/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2010
General Securities Representative Examination

Current Firm

BH
BROOKS, HOUGHTON SECURITIES, INC.
BROOKS, HOUGHTON SECURITIES, INC. | PCA SECURITIES, INC.

CRD#: 27514 / SEC#: , 8-43850

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
111 N. Orange Ave Suite 1000, Orlando, FL 32801
Mailing Address
111 N. Orange Ave Suite 1000, Orlando, FL 32801
Phone number
(407) 254-1500
Established
New York since 08/07/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PECUNIA MANAGEMENT, LLCOWNER
LAMPMAN, MATTHEW EDWARDPRESIDENT, CHIEF OPERATING OFFICER6132493
WEINBERGER, DAVID SPRINCIPAL FINOP2676116
WEISS, RICHARDCHIEF COMPLIANCE OFFICER2523174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKS, HOUGHTON SECURITIES, INC.

CRD#: 27514

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