Louis R. Fortier

YR SECURITIES LLC

Norfolk, VA 23510

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CRD#: 1291732

Professional summary

Louis Renshaw Fortier JR, who also goes by Louis Renshaw Fortier, Ren Fortier Jr, is a registered financial professional currently at YR SECURITIES LLC located in Norfolk, Virginia.

Louis is registered as a RR (Registered Representative) and started their career in finance in 1984. Louis has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Louis Renshaw Fortier | Ren Fortier Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Renshaw Fortier JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2017 - Present

YR SECURITIES LLC

Office #1: 309 W Bute St, Norfolk, VA 23510

CRD#: 174708

Norfolk, VA

Past

May 13, 2010 - July 5, 2017

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

NORFOLK, VA

Past

March 18, 2005 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

NORFOLK, VA

Past

August 1, 2003 - March 18, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

December 13, 1989 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

November 21, 1989 - December 13, 1989

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

Past

November 19, 1989 - November 24, 1989

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 30, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 11, 1984 - July 11, 1987

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(7/1/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/1/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

YR SECURITIES LLC

YR SECURITIES LLC | YR SECURITIES, INC.

CRD#: 174708 / SEC#: , 8-69578

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

309 W Bute St, Norfolk, VA 23510

Mailing Address

309 W Bute St, Norfolk, VA 23510

Phone number

(757) 961-0067

Established

Virginia since 05/05/2017

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROACH, WILLIAM TERRIAL	OWNER, PRINCIPAL, CEO, FINOP	4414814
NELSON, JENNIFER LEE	OWNER, PRINCIPAL, CCO, AMLCO	5361875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Louis R. Fortier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Renshaw Fortier JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERA FINANCIAL SERVICES, INC.

MICG INVESTMENT MANAGEMENT, LLC

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/1992

Series 63

Date: 9/19/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1985

Series 22

Date: 11/1/1984

Series 6

Date: 10/12/1984

FINRA

Current Firm

YR SECURITIES LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

YR SECURITIES LLC

TRUST BUT VERIFY

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