Roger R. Idel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Ray Idel was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1984. Roger had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - December 31, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
September 21, 2017 - January 19, 2018
V WEALTH ADVISORS LLC
August 16, 2017 - October 23, 2017
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
August 15, 2017 - October 23, 2017
CAPE INVESTMENT ADVISORY, INC.
January 18, 2017 - August 4, 2017
FREEDOM INVESTORS CORP.
July 7, 2016 - August 4, 2017
FREEDOM INVESTORS CORP.
May 12, 2016 - September 6, 2016
REDHAWK WEALTH ADVISORS, INC.
June 20, 2013 - July 24, 2014
EDWARD JONES
June 20, 2013 - July 24, 2014
EDWARD JONES
January 13, 2011 - June 10, 2013
WEALTHPLAN ADVISORS, LLC
January 10, 2011 - October 18, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 2, 2007 - March 4, 2010
CETERA INVESTMENT ADVISERS LLC
February 2, 2007 - March 4, 2010
CETERA FINANCIAL SPECIALISTS LLC
July 26, 2005 - August 3, 2006
CHOREO, LLC
July 26, 2005 - August 3, 2006
BIRCHTREE FINANCIAL SERVICES LLC
October 26, 2004 - April 19, 2005
PRINCIPAL SECURITIES, INC.
March 31, 1989 - April 19, 2005
PRINCIPAL SECURITIES, INC.
August 16, 1984 - October 7, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 16, 1984 - June 4, 1988
AETNA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
