Pamela Sue O. Dumonceau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Sue Ogletree Dumonceau, who also goes by Pamela Ogletree Dumonceau, Pamela Dumonceau, Pamela Sue Ogletree, was a registered financial professional .
Pamela Sue is a previously registered financial professional and started their career in finance in 1984. Pamela Sue had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2020 - April 25, 2023
MERCER ALLIED COMPANY, L.P.
September 2, 2020 - April 25, 2023
GOLDMAN SACHS & CO. LLC
November 1, 2017 - August 31, 2020
CETERA WEALTH SERVICES, LLC
May 12, 2017 - April 25, 2023
UNITED CAPITAL FINANCIAL ADVISORS
April 1, 2010 - November 1, 2017
GIRARD SECURITIES, INC.
October 31, 2005 - April 6, 2010
OSAIC SERVICES, INC.
January 27, 2004 - October 31, 2017
ASSET ONE LLC
January 5, 2000 - October 31, 2005
SENTRA SECURITIES CORPORATION
January 1, 1999 - December 31, 2017
CONSISTENT VALUES, INC.
July 9, 1996 - January 7, 2000
LOCUST STREET SECURITIES, INC.
November 3, 1993 - July 17, 1996
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
December 24, 1990 - April 29, 1992
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
October 20, 1988 - June 12, 1989
B.C. CHRISTOPHER SECURITIES CO.
September 2, 1988 - September 24, 1988
OBERWEIS SECURITIES, INC.
January 3, 1986 - January 26, 1988
AUGUST MARKETING CORPORATION
August 15, 1984 - October 25, 1985
MCCOMBS SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| RYAN, DIANA ELIZABETH | VP & CHIEF COMPLIANCE OFFICER | 2780148 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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