SK
Scott E. Kelly
GALLAGHER FIDUCIARY ADVISORS
Madison, WI 53703
Some features on this profile are disabled
CRD#: 1291519
SK
Professional summary
Scott E Kelly is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Madison, Wisconsin and OSAIC WEALTH, INC. located in Madison, Wisconsin.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Scott has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Gallagher Benefit Services;investment related;2850 Golf Road,Rolling Meadows,IL 60008;retirement plan consulting services;area executive vice president;2/17/2017;40 hrs/month;2 hrs during trading;retirement plan consulting 2) Gallagher Fiduciary Advisors, LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008; investment consulting; area executive vice president; 04/01/2022; 120 hrs/month; 6 hrs during trading; retirement plan consulting 3) FTC Holdings Inc; Investment related: yes; 120 E Lakeside St, Ste 200, Madison, WI 53715; Nature or Structure of Business: S Corp Entity created for real estate investments, originally held with Gather and Brother, after father's passing, Brother is sole other member. Currently holds two Buildings under Corp, FTC Retail West. No Additional investments intended, but FTC is also managing member in GS Kelly Holding LLC; Position: Member; Start date: 04/01/2002; hours per month: 1; securities trading hours 1; Duties: Few actual duties, taxes are filed for entity, OBA is for ownership and taxation purposes 4) GS Kelly Holding LLC; Investment related: yes; 120 E Lakeside St, Ste 200, Madison, WI 53715; Nature or Structure of Business: Real Estate Holding Company (LLC), holding several apartment buildings. All FL assets/other entities Roll up into GS Kelly Holdings as an estate planning vehicle; Position: Manager; Start date: 11/02/2020; hours per month: 20; securities trading hours 1; Duties: Scott Kelly - Private Security Transactions. Entity. FTC Holdings, In. (S-Corp). Avante Properties, LLC (FTC Holdings 100%). FTC Retail East, LLC (FTC Holdings 100%). FTC Retail West, LLC (FTC Holdings 100%). Fitchburg Technology Campus, LLC (FTC Holdings 100%). GS Kelly Holdings, LLC (Scott Kelly GST Trust, Scott Kelly Legacy Trust). 5525 Nobel Drive, LLC. Arlo Apartments LLC. Data Office Venture, LLC. Falcon Apartments LLC LLC holding company for protection in ownership of assets for FP and Spouse benefit. 5) SJK Ventures, LLC; Investment related: yes; 120 E Lakeside St, Ste 200, Madison, WI 53715; Nature or Structure of Business: LLC established and owned 50/50 with Brother as other member to make Joint Private Investments; Position: Managing Member; Start date: 01/01/2014; hours per month: 10; securities trading hours .5; Duties: Scott Kelly - Private Security Transactions. Entity. FTC Holdings, In. (S-Corp). Avante Properties, LLC (FTC Holdings 100%). FTC Retail East, LLC (FTC Holdings 100%). FTC Retail West, LLC (FTC Holdings 100%). Fitchburg Technology Campus, LLC (FTC Holdings 100%). GS Kelly Holdings, LLC (Scott Kelly GST Trust, Scott Kelly Legacy Trust). 5525 Nobel Drive, LLC. Arlo Apartments LLC. Data Office Venture, LLC. Falcon Apartments LLC. Green-Tech Land Company LLC
CRS (Client Relationship Summary) - RIA
Click below to view Scott E Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 834 E. Washington Ave. Ste. 325, Madison, WI 53703RIA
CRD#: 146509
Madison, WI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 834 E Washington Ave Ste 325, Madison, WI 53703RIA
BD
CRD#: 23131
Madison, WI
Past
March 29, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Madison, WI
Past
February 7, 2018 - April 6, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Madison, WI
Past
February 7, 2018 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Madison, WI
Past
October 7, 2010 - February 7, 2018
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
MADISON, WI
Past
September 30, 2010 - February 7, 2018
VALMARK SECURITIES, INC.
BD
CRD#: 31243
MADISON, WI
Past
May 4, 2000 - November 2, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
MADISON, WI
Past
March 10, 1998 - October 8, 2010
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
MADISON, WI
Past
March 10, 1998 - October 8, 2010
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
MADISON, WI
Past
March 4, 1997 - March 11, 1998
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 2, 1994 - March 4, 1997
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
July 30, 1984 - November 10, 1994
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
District of Columbia(8/23/2024)
RR
Florida(8/23/2024)
RR
Illinois(8/23/2024)
RR
Iowa(8/23/2024)
RR
Kansas(8/23/2024)
RR
Michigan(8/23/2024)
RR
Minnesota(8/23/2024)
RR
Missouri(8/23/2024)
RR
Nebraska(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Jersey(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
South Carolina(8/23/2024)
RR
South Dakota(8/23/2024)
RR
Utah(8/23/2024)
RR
Washington(8/23/2024)
IAR
Wisconsin(4/11/2022)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
