Debra D. Draughan
Professional summary
Debra Diann Draughan, who also goes by Debra Dianne Draughan, is a registered financial advisor currently at THE PROCESS MANAGEMENT GROUP, LLC located in Inglewood, California and TOP CAPITAL ADVISORS, INC. located in Inglewood, California.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Debra has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 50, Series 82, Series 22, Series 7, Series 24, Series 27, Series 28 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Debra Diann Draughan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2017 - Present
THE PROCESS MANAGEMENT GROUP, LLC
December 18, 2013 - Present
TOP CAPITAL ADVISORS, INC.
June 19, 2012 - December 31, 2016
THE PROCESS MANAGEMENT GROUP, LLC
July 12, 2011 - December 13, 2013
IVP CAPITAL, LLC
April 4, 2007 - May 14, 2011
INTEGRAL WEALTH SECURITIES LLC
June 3, 2002 - February 25, 2003
POTOMAC CAPITAL MARKETS, LLC
January 3, 2001 - April 9, 2002
LIATI CAPITAL, LLC
November 30, 1998 - February 25, 2000
CITIGROUP GLOBAL MARKETS INC.
May 30, 1996 - April 1, 1998
OWL CREEK ASSET MANAGEMENT MARKETING, LLC
May 20, 1993 - June 6, 1994
AELTUS CAPITAL, INC
April 13, 1992 - March 2, 1995
AETNA FINANCIAL SERVICES, INC.
April 12, 1988 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
February 1, 1988 - June 10, 1988
CIBC WORLD MARKETS CORP.
January 29, 1988 - February 4, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
March 9, 1987 - March 29, 1989
WR LAZARD, LAIDLAW INCORPORATED
March 2, 1987 - August 4, 1987
J.P. MORGAN SECURITIES LLC
September 25, 1984 - February 5, 1987
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2014)
(2/2/2017)
(7/23/2014)
(7/10/2014)
(7/10/2014)
(6/27/2014)
(7/10/2014)
(4/24/2018)
(6/11/2014)
(6/10/2014)
(1/28/2015)
(7/10/2014)
(6/16/2014)
(7/30/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/13/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
THE PROCESS MANAGEMENT GROUP, LLC
CRD#: 157100 / SEC#:
Contact information
Red Flags
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