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CRD#: 166881
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TOP CAPITAL ADVISORS, INC. is located at 3620 Kensley Drive, Inglewood, CA 90305-2232 and was first established at Los Angeles, New York in 06/27/2012. After operating for 13 years, TOP CAPITAL ADVISORS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOP CAPITAL ADVISORS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TOP CAPITAL ADVISORS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOP CAPITAL ADVISORS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOP CAPITAL ADVISORS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOP CAPITAL ADVISORS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TOP CAPITAL ADVISORS, INC. Comes From

Understanding the Statistics for TOP CAPITAL ADVISORS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
3620 Kensley Drive, Inglewood, CA 90305-2232
Mailing Address
3620 Kensley Drive, Inglewood, CA 90305
Firm Size
Small
Phone Number
(310) 677-4450
Established
New York since 06/27/2012
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DRAUGHAN, DEBRA DIANNCHIEF COMPLIANCE OFFICER1291479
DRAUGHAN, DEBRA DIANNCHIEF FINANCIAL OFFICER1291479
DRAUGHAN, DEBRA DIANNMNGING PRTNR1291479

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at TOP CAPITAL ADVISORS, INC.

DD

Debra Diann Draughan

Debra Dianne Draughan
IAR
RR
CRD#: 1291479
Location:
Inglewood, CA
Company:
THE PROCESS MANAGEMENT GROUP, LLC
Disclosures:
Experience:
41 years
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